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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCS
151
DELISTED
Steelcase
SCS
$4.88M 0.2%
307,400
-17,200
-5% -$274K
GEL icon
152
Genesis Energy
GEL
$1.82B
$4.83M 0.2%
91,900
-5,200
-5% -$263K
TSS
153
DELISTED
Total System Services, Inc.
TSS
$4.83M 0.2%
+145,000
New +$4.45M
CSL icon
154
Carlisle Companies
CSL
$13.5B
$4.79M 0.2%
60,300
-3,400
-5% -$250K
SCI icon
155
Service Corp International
SCI
$11.8B
$4.73M 0.19%
261,000
-14,600
-5% -$265K
FULT icon
156
Fulton Financial
FULT
$4.68B
$4.64M 0.19%
355,000
-10,000
-3% -$125K
PVH icon
157
PVH
PVH
$4.07B
$4.64M 0.19%
34,100
-2,000
-6% -$254K
IOSP icon
158
Innospec
IOSP
$2.09B
$4.61M 0.19%
99,700
-5,500
-5% -$252K
MA icon
159
Mastercard
MA
$498B
$4.59M 0.19%
55,000
-2,000
-4% -$149K
DIN icon
160
Dine Brands
DIN
$462M
$4.54M 0.19%
54,400
-3,000
-5% -$237K
EME icon
161
Emcor
EME
$29.9B
$4.54M 0.19%
106,900
-5,900
-5% -$230K
C icon
162
Citigroup
C
$213B
$4.53M 0.19%
87,000
+2,000
+2% +$101K
SHLM
163
DELISTED
Schulman (A.) Inc
SHLM
$4.5M 0.18%
127,700
-7,100
-5% -$234K
FCX icon
164
Freeport-McMoran
FCX
$86.2B
$4.5M 0.18%
119,300
-2,400
-2% -$85.1K
MET icon
165
MetLife
MET
$62.4B
$4.47M 0.18%
93,126
+2,244
+2% +$101K
FITB
166
Fifth Third Bancorp
FITB
$51.3B
$4.46M 0.18%
212,000
+21,000
+11% +$411K
V icon
167
Visa
V
$677B
$4.45M 0.18%
80,000
-4,000
-5% -$202K
COF icon
168
Capital One
COF
$128B
$4.44M 0.18%
58,000
-2,000
-3% -$142K
BAC icon
169
Bank of America
BAC
$429B
$4.44M 0.18%
285,000
-6,000
-2% -$89K
CIT
170
DELISTED
CIT Group Inc.
CIT
$4.43M 0.18%
85,000
+6,000
+8% +$298K
PNC icon
171
PNC Financial Services
PNC
$99.1B
$4.42M 0.18%
57,000
+3,000
+6% +$225K
STI
172
DELISTED
SunTrust Banks, Inc.
STI
$4.42M 0.18%
120,000
-7,000
-6% -$244K
BX icon
173
Blackstone
BX
$104B
$4.35M 0.18%
140,622
-7,133
-5% -$194K
ZION icon
174
Zions Bancorporation
ZION
$10.1B
$4.34M 0.18%
+145,000
New +$4.17M
RF icon
175
Regions Financial
RF
$26.4B
$4.33M 0.18%
438,000
+33,000
+8% +$318K
5 6
7
8 9

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.