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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAB
126
DELISTED
Cabela's Inc
CAB
$5.67M 0.23%
85,000
-4,800
-5% -$298K
MHK icon
127
Mohawk Industries
MHK
$6.91B
$5.66M 0.23%
38,000
-2,200
-5% -$300K
MWIV
128
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$5.59M 0.23%
32,800
-1,800
-5% -$299K
AEE icon
129
Ameren
AEE
$30.4B
$5.55M 0.23%
153,390
+23,500
+18% +$844K
SGM
130
DELISTED
Stonegate Mortgage Corporation
SGM
$5.54M 0.23%
+335,000
New +$5.73M
LCII icon
131
LCI Industries
LCII
$2.59B
$5.46M 0.22%
106,600
-6,000
-5% -$305K
AFSI
132
DELISTED
AmTrust Financial Services, Inc.
AFSI
$5.43M 0.22%
332,200
– –
JPM icon
133
JPMorgan Chase
JPM
$916B
$5.25M 0.21%
89,850
-3,000
-3% -$164K
TRS icon
134
TriMas Corp
TRS
$1.41B
$5.25M 0.21%
165,284
-9,287
-5% -$282K
ISBC
135
DELISTED
Investors Bancorp, Inc.
ISBC
$5.24M 0.21%
522,545
+191,175
+58% +$1.77M
CUBI icon
136
Customers Bancorp
CUBI
$2.66B
$5.22M 0.21%
280,500
+109,120
+64% +$1.74M
UNF icon
137
Unifirst Corp
UNF
$5.45B
$5.21M 0.21%
48,700
-2,700
-5% -$275K
KBH icon
138
KB Home
KBH
$3.5B
$5.21M 0.21%
285,000
-5,000
-2% -$85.9K
LOW icon
139
Lowe's Companies
LOW
$121B
$5.19M 0.21%
104,800
-5,800
-5% -$282K
AVY icon
140
Avery Dennison
AVY
$12.8B
$5.15M 0.21%
102,600
-5,700
-5% -$268K
FNF icon
141
Fidelity National Financial
FNF
$14.4B
$5.15M 0.21%
277,792
-15,589
-5% -$252K
NSM
142
DELISTED
Nationstar Mortgage Holdings
NSM
$5.14M 0.21%
139,000
-46,000
-25% -$2.06M
AMWD
143
DELISTED
American Woodmark
AMWD
$5.1M 0.21%
129,100
-7,300
-5% -$253K
JNJ icon
144
Johnson & Johnson
JNJ
$640B
$5.09M 0.21%
55,600
-20,300
-27% -$1.87M
CSE
145
DELISTED
CAPITALSOURCE INC
CSE
$5.03M 0.21%
350,000
-120,000
-26% -$1.61M
STC icon
146
Stewart Information Services
STC
$2.14B
$5M 0.2%
155,100
-8,700
-5% -$269K
HD icon
147
Home Depot
HD
$337B
$5M 0.2%
60,700
-3,400
-5% -$265K
BFH icon
148
Bread Financial
BFH
$4.32B
$5M 0.2%
+23,807
New +$4.54M
COP icon
149
ConocoPhillips
COP
$144B
$4.96M 0.2%
70,200
-1,500
-2% -$108K
TEX icon
150
Terex
TEX
$7.37B
$4.93M 0.2%
117,400
-6,600
-5% -$239K
4 5
6
7 8

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.