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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$1.99B
AUM Growth
-$96.2M
Cap. Flow
-$98.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
21.86%
Holding
289
New
9
Increased
28
Reduced
229
Closed
13

Top Buys

Rank Stock Value
1
GDOT icon
Green Dot
GDOT
+$3.52M
2
CADE
Cadence Bancorporation
CADE
+$3.17M
3
SFBS
ServisFirst Bancshares
SFBS
+$2.1M
4
CBOE icon
Cboe Global Markets
CBOE
+$1.97M
5
CME icon
CME Group
CME
+$1.88M

Top Sells

Rank Stock Value
1
SO icon
Southern Company
SO
+$4.87M
2
ATO icon
Atmos Energy
ATO
+$4.59M
3
SRE icon
Sempra
SRE
+$4.48M
4
ABCB icon
Ameris Bancorp
ABCB
+$2.94M
5
AUB icon
Atlantic Union Bankshares
AUB
+$2.83M

Sector Composition

Rank Sector Weight
1 Utilities 34.1%
2 Energy 15.77%
3 Financials 11.71%
4 Industrials 9.77%
5 Consumer Discretionary 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
101
GSK
GSK
$104B
$5.2M 0.26%
97,440
-2,640
-3% -$136K
HIFS icon
102
Hingham Institution for Saving
HIFS
$622M
$5.2M 0.26%
27,500
-1,500
-5% -$284K
BTI icon
103
British American Tobacco
BTI
$133B
$5.13M 0.26%
138,900
-3,800
-3% -$139K
OPB
104
DELISTED
Opus Bank Common Stock
OPB
$5.12M 0.26%
235,000
-3,000
-1% -$63.6K
MMM icon
105
3M
MMM
$90.8B
$5.11M 0.26%
37,136
+6,698
+22% +$936K
TD icon
106
Toronto Dominion Bank
TD
$198B
$5.1M 0.26%
87,600
-2,400
-3% -$136K
CPK icon
107
Chesapeake Utilities
CPK
$3.2B
$5.07M 0.25%
53,158
-5,000
-9% -$468K
BMY icon
108
Bristol-Myers Squibb
BMY
$132B
$5.04M 0.25%
99,300
-2,700
-3% -$127K
CNQ icon
109
Canadian Natural Resources
CNQ
$98.6B
$4.88M 0.25%
374,503
-10,210
-3% -$127K
BANC icon
110
Banc of California
BANC
$2.91B
$4.88M 0.25%
345,000
-55,000
-14% -$794K
MPC icon
111
Marathon Petroleum
MPC
$91.7B
$4.85M 0.24%
79,800
-2,200
-3% -$116K
EMR icon
112
Emerson Electric
EMR
$83.3B
$4.85M 0.24%
72,500
-2,000
-3% -$126K
FSB
113
DELISTED
Franklin Financial Network, Inc.
FSB
$4.83M 0.24%
160,000
-15,000
-9% -$434K
SU icon
114
Suncor Energy
SU
$78.8B
$4.79M 0.24%
151,800
-4,100
-3% -$123K
ADM icon
115
Archer Daniels Midland
ADM
$38.9B
$4.79M 0.24%
116,600
-3,200
-3% -$127K
GILD icon
116
Gilead Sciences
GILD
$163B
$4.79M 0.24%
75,500
-2,100
-3% -$137K
GM icon
117
General Motors
GM
$80B
$4.74M 0.24%
126,500
-3,400
-3% -$131K
ABBV icon
118
AbbVie
ABBV
$455B
$4.68M 0.24%
61,800
-1,700
-3% -$117K
PM icon
119
Philip Morris
PM
$299B
$4.66M 0.23%
61,300
-1,600
-3% -$127K
CVS icon
120
CVS Health
CVS
$134B
$4.65M 0.23%
73,700
-2,000
-3% -$119K
TTE icon
121
TotalEnergies
TTE
$193B
$4.62M 0.23%
88,800
-2,400
-3% -$124K
RDS.B
122
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$4.54M 0.23%
75,800
-2,100
-3% -$125K
HSBC icon
123
HSBC
HSBC
$367B
$4.49M 0.23%
117,310
-3,200
-3% -$124K
BP icon
124
BP
BP
$114B
$4.42M 0.22%
116,400
-5,217
-4% -$199K
BRKL
125
DELISTED
Brookline Bancorp
BRKL
$4.42M 0.22%
300,000
-55,000
-15% -$798K
3 4
5
6 7

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Hennessy Advisors Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Hennessy Advisors Inc held 289 positions worth $1.99B, down 4.6% from $2.09B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Hennessy Advisors Inc withdrew a net $98.6M in Q3 2019, closing 13 positions and reducing 229 holdings. Its most notable exit was Ameris Bancorp, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 34% of assets, up from 33% a quarter earlier, followed by Energy and Financials.

Against the trend, Hennessy Advisors Inc opened a new position in Cadence Bancorporation worth $3.25M.

  • Hennessy Advisors Inc's largest Q3 2019 buy was Cadence Bancorporation: 185,000 shares worth $3.25M.
  • Hennessy Advisors Inc added most to Green Dot in Q3 2019, an estimated $3.52M increase.
  • Hennessy Advisors Inc's biggest Q3 2019 reduction was Southern Company, cutting an estimated $4.87M.
  • Hennessy Advisors Inc fully exited Ameris Bancorp in Q3 2019, selling an estimated $2.94M.
  • Hennessy Advisors Inc's ten largest holdings make up 22% of its $1.99B portfolio in Q3 2019.
  • Hennessy Advisors Inc opened 9 new positions and closed 13 in Q3 2019.
  • Hennessy Advisors Inc's portfolio value fell 4.6% quarter-over-quarter to $1.99B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2019, filed 7 Oct 2019.