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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSK icon
101
Oshkosh
OSK
$8.91B
$6.83M 0.28%
135,500
– –
WEN icon
102
Wendy's
WEN
$1.46B
$6.78M 0.28%
778,000
– –
ES icon
103
Eversource Energy
ES
$28.1B
$6.78M 0.28%
159,975
+32,500
+25% +$1.36M
PZZA icon
104
Papa John's
PZZA
$1.01B
$6.75M 0.28%
148,700
-8,300
-5% -$331K
DCH
105
Dauch Corp
DCH
$1.31B
$6.73M 0.27%
329,300
– –
SWY
106
DELISTED
SAFEWAY INC
SWY
$6.59M 0.27%
226,193
– –
FLO icon
107
Flowers Foods
FLO
$1.58B
$6.45M 0.26%
300,300
– –
BRK.A icon
108
Berkshire Hathaway Class A
BRK.A
$1.1T
$6.4M 0.26%
36
+3
+9% +$520K
PPC icon
109
Pilgrim's Pride
PPC
$7.13B
$6.37M 0.26%
392,200
– –
WAC
110
DELISTED
Walter Investment Mgt Corp
WAC
$6.37M 0.26%
180,000
-40,000
-18% -$1.51M
WFC icon
111
Wells Fargo
WFC
$254B
$6.34M 0.26%
139,700
+6,700
+5% +$289K
URS
112
DELISTED
URS CORP
URS
$6.3M 0.26%
118,900
– –
JAH
113
DELISTED
JARDEN CORPORATION
JAH
$6.29M 0.26%
153,750
-8,550
-5% -$310K
CIEN icon
114
Ciena
CIEN
$46.8B
$6.23M 0.25%
260,500
– –
KFN
115
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$6.22M 0.25%
510,000
-100,000
-16% -$1.03M
PHH
116
DELISTED
PHH Corporation
PHH
$6.21M 0.25%
255,000
-80,000
-24% -$1.92M
RAS
117
DELISTED
RAIT Financial Trust
RAS
$6.14M 0.25%
685,000
-55,000
-7% -$430K
HRI icon
118
Herc Holdings
HRI
$4.78B
$6.02M 0.25%
70,067
-3,900
-5% -$279K
WOR icon
119
Worthington Enterprises
WOR
$2.74B
$5.95M 0.24%
229,351
-12,976
-5% -$322K
GD icon
120
General Dynamics
GD
$103B
$5.89M 0.24%
61,600
-1,200
-2% -$107K
APOG icon
121
Apogee Enterprises
APOG
$833M
$5.88M 0.24%
163,837
-9,200
-5% -$306K
CI icon
122
Cigna
CI
$78.4B
$5.87M 0.24%
67,100
-3,800
-5% -$311K
LII icon
123
Lennox International
LII
$15B
$5.87M 0.24%
69,000
-3,900
-5% -$309K
TRGP icon
124
Targa Resources
TRGP
$56.8B
$5.76M 0.23%
65,300
-3,700
-5% -$292K
TTC icon
125
Toro Company
TTC
$8.79B
$5.69M 0.23%
179,000
-10,000
-5% -$295K
3 4
5
6 7

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.