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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXPE icon
76
DXP Enterprises
DXPE
$2.3B
$7.83M 0.32%
68,000
-3,800
-5% -$357K
SPWR
77
DELISTED
SunPower Corporation Common Stock
SPWR
$7.72M 0.31%
395,340
– –
PG icon
78
Procter & Gamble
PG
$340B
$7.71M 0.31%
94,650
+17,250
+22% +$1.41M
KATE
79
DELISTED
Kate Spade & Company
KATE
$7.7M 0.31%
240,100
-13,400
-5% -$395K
WAFD icon
80
WaFd
WAFD
$2.71B
$7.57M 0.31%
325,000
+55,000
+20% +$1.25M
ONIT
81
Onity Group
ONIT
$342M
$7.54M 0.31%
9,067
-2,600
-22% -$2.14M
ALK icon
82
Alaska Air
ALK
$5.11B
$7.53M 0.31%
205,200
– –
FBP icon
83
First Bancorp
FBP
$4.41B
$7.49M 0.31%
1,210,000
+105,000
+10% +$602K
HIFS icon
84
Hingham Institution for Saving
HIFS
$624M
$7.38M 0.3%
94,000
– –
LEA icon
85
Lear
LEA
$7.39B
$7.38M 0.3%
91,100
– –
SWFT
86
DELISTED
Swift Transportation Company
SWFT
$7.38M 0.3%
332,100
– –
TEN
87
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$7.34M 0.3%
129,800
– –
HBI
88
DELISTED
Hanesbrands
HBI
$7.33M 0.3%
417,200
– –
UIL
89
DELISTED
UIL HOLDINGS
UIL
$7.31M 0.3%
188,633
+49,200
+35% +$1.86M
OCR
90
DELISTED
OMNICARE INC
OCR
$7.22M 0.29%
119,700
– –
MBI icon
91
MBIA
MBI
$275M
$7.22M 0.29%
605,000
+35,000
+6% +$403K
UHS icon
92
Universal Health Services
UHS
$10.2B
$7.21M 0.29%
88,700
– –
SKX
93
DELISTED
Skechers
SKX
$7.2M 0.29%
651,600
– –
VC icon
94
Visteon
VC
$2.85B
$7.12M 0.29%
86,900
– –
CSC
95
DELISTED
Computer Sciences
CSC
$7.11M 0.29%
301,846
– –
CBRL icon
96
Cracker Barrel
CBRL
$1.26B
$6.98M 0.28%
63,400
– –
GT icon
97
Goodyear
GT
$2.09B
$6.96M 0.28%
291,600
– –
PFS icon
98
Provident Financial Services
PFS
$3.14B
$6.96M 0.28%
360,000
+165,000
+85% +$3.04M
LMT icon
99
Lockheed Martin
LMT
$131B
$6.91M 0.28%
46,500
-1,000
-2% -$136K
RTN
100
DELISTED
Raytheon Company
RTN
$6.83M 0.28%
75,300
-1,700
-2% -$142K
2 3
4
5 6

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PC
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TCG
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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.