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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+862.04%
AUM
$2.21B
AUM Growth
+$213M
Cap. Flow
+$108M
Cap. Flow %
4.88%
Top 10 Hldgs %
24.18%
Holding
344
New
49
Increased
96
Reduced
134
Closed
20

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$11.4M
2
LNG icon
Cheniere Energy
LNG
+$9.7M
3
KMI icon
Kinder Morgan
KMI
+$7.73M
4
GNW icon
Genworth Financial
GNW
+$7.11M
5
CAR icon
Avis
CAR
+$6.81M

Top Sells

Rank Stock Value
1
PRXL
Parexel International Corp
PRXL
+$9.05M
2
MHK icon
Mohawk Industries
MHK
+$8.54M
3
GEO icon
The GEO Group
GEO
+$8.36M
4
JAH
JARDEN CORPORATION
JAH
+$8.31M
5
CTB
Cooper Tire & Rubber Co.
CTB
+$8.27M

Sector Composition

Rank Sector Weight
1 Energy 27.05%
2 Utilities 24.06%
3 Financials 16.47%
4 Industrials 9.04%
5 Consumer Discretionary 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAD icon
26
Lithia Motors
LAD
$8.14B
$14.1M 0.64%
192,800
+87,300
+83% +$5.71M
PPL
27
PPL Corp
PPL
$25.7B
$13.8M 0.63%
488,549
+397,251
+435% +$11.4M
WGL
28
DELISTED
Wgl Holdings
WGL
$13.1M 0.59%
306,487
– –
MDU icon
29
MDU Resources
MDU
$4.16B
$12.6M 0.57%
1,182,415
+65,747
+6% +$693K
CAR icon
30
Avis
CAR
$4.88B
$12M 0.54%
416,600
+227,700
+121% +$6.81M
DTE icon
31
DTE Energy
DTE
$28.3B
$11.9M 0.54%
212,033
-48,991
-19% -$2.84M
BC icon
32
Brunswick
BC
$4.97B
$11.4M 0.51%
285,000
+161,100
+130% +$5.98M
INTC icon
33
Intel
INTC
$473B
$10.6M 0.48%
463,850
+4,100
+0.9% +$94.4K
DAL icon
34
Delta Air Lines
DAL
$52.7B
$10.5M 0.47%
443,600
-16,500
-4% -$344K
NSM
35
DELISTED
Nationstar Mortgage Holdings
NSM
$10.4M 0.47%
185,000
+3,000
+2% +$146K
XEL icon
36
Xcel Energy
XEL
$47.8B
$10.2M 0.46%
368,899
+6,608
+2% +$189K
DD
37
DELISTED
Du Pont De Nemours E I
DD
$9.99M 0.45%
179,642
-1,263
-0.7% -$69K
BKU icon
38
Bankunited
BKU
$3.3B
$9.98M 0.45%
320,000
+30,000
+10% +$892K
ECPG icon
39
Encore Capital Group
ECPG
$2.1B
$9.86M 0.45%
215,000
-5,000
-2% -$203K
ONIT
40
Onity Group
ONIT
$296M
$9.76M 0.44%
11,667
+867
+8% +$654K
EXC icon
41
Exelon
EXC
$45.3B
$9.73M 0.44%
460,390
+28,040
+6% +$613K
SR icon
42
Spire
SR
$4.88B
$9.67M 0.44%
214,833
+38,984
+22% +$1.76M
AIG icon
43
American International
AIG
$40.2B
$9.62M 0.44%
197,900
+5,500
+3% +$261K
CVX icon
44
Chevron
CVX
$396B
$9.57M 0.43%
78,800
+8,550
+12% +$1.05M
BANR icon
45
Banner Corp
BANR
$2.4B
$9.54M 0.43%
250,000
+90,000
+56% +$3.25M
NJR icon
46
New Jersey Resources
NJR
$5.44B
$9.48M 0.43%
430,284
+10,000
+2% +$219K
MRK icon
47
Merck
MRK
$366B
$9.06M 0.41%
199,434
-4,088
-2% -$187K
PFE icon
48
Pfizer
PFE
$159B
$8.79M 0.4%
322,577
-14,018
-4% -$381K
EQT icon
49
EQT Corp
EQT
$34.1B
$8.78M 0.4%
181,790
– –
WAC
50
DELISTED
Walter Investment Mgt Corp
WAC
$8.7M 0.39%
220,000
+43,000
+24% +$1.65M
1
2
3 4 5

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Hennessy Advisors Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Hennessy Advisors Inc held 344 positions worth $2.21B, up 11% from $2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Hennessy Advisors Inc deployed $108M of net new capital in Q3 2013, opening 49 new positions and adding to 96 existing holdings. Its largest new stake was Flowers Foods: 300,300 shares worth $6.44M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 27% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was Mohawk Industries, an estimated $8.54M trimmed.

  • Hennessy Advisors Inc's largest Q3 2013 buy was Flowers Foods: 300,300 shares worth $6.44M.
  • Hennessy Advisors Inc added most to PPL Corp in Q3 2013, an estimated $11.4M increase.
  • Hennessy Advisors Inc's biggest Q3 2013 reduction was Mohawk Industries, cutting an estimated $8.54M.
  • Hennessy Advisors Inc fully exited Parexel International Corp in Q3 2013, selling an estimated $9.05M.
  • Hennessy Advisors Inc's ten largest holdings make up 24% of its $2.21B portfolio in Q3 2013.
  • Hennessy Advisors Inc opened 49 new positions and closed 20 in Q3 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.21B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2013, filed 30 Oct 2013.