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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
326
HP
HPQ
$24.6B
– –
-162,838
Closed -$1.55M
MCHP icon
327
Microchip Technology
MCHP
$40.7B
– –
-10,600
Closed -$214K
OPY icon
328
Oppenheimer Holdings
OPY
$1.19B
– –
-59,406
Closed -$1.06M
PIPR icon
329
Piper Sandler
PIPR
$5.15B
– –
-40,000
Closed -$343K
WMB icon
330
Williams Companies
WMB
$86.7B
– –
-1,343,825
Closed -$48.9M
GPT
331
DELISTED
Gramercy Property Trust
GPT
– –
-123,333
Closed -$1.54M
PVTB
332
DELISTED
PrivateBancorp Inc
PVTB
– –
-61,000
Closed -$1.3M
COWN
333
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-35,000
Closed -$483K
N
334
DELISTED
Netsuite Inc
N
– –
-2,000
Closed -$216K
HPY
335
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-70,000
Closed -$2.78M
SUSQ
336
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-105,000
Closed -$1.32M
NVE
337
DELISTED
NV ENERGY, INC
NVE
– –
-42,350
Closed -$1M
10 11 12 13
14

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.