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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGCO icon
301
RGC Resources
RGCO
$233M
$681K 0.03%
53,519
+3,554
+7% +$44.6K
ICE icon
302
Intercontinental Exchange
ICE
$87.2B
$675K 0.03%
+15,000
New +$618K
CSCO icon
303
Cisco
CSCO
$443B
$649K 0.03%
28,900
+1,550
+6% +$34.3K
EDE
304
DELISTED
Empire District Electric
EDE
$565K 0.02%
24,900
+4,600
+23% +$103K
EGAS
305
DELISTED
Gas Natural Inc.
EGAS
$521K 0.02%
64,943
+15,000
+30% +$140K
NMIH icon
306
NMI Holdings
NMIH
$3.37B
$509K 0.02%
+40,000
New +$532K
ACAS
307
DELISTED
American Capital Ltd
ACAS
$391K 0.02%
25,000
-135,000
-84% -$1.95M
ILMN icon
308
Illumina
ILMN
$29.5B
$272K 0.01%
2,527
-426
-14% -$39K
DOV icon
309
Dover
DOV
$26.7B
$270K 0.01%
4,177
+224
+6% +$13.7K
SNDK
310
DELISTED
SANDISK CORP
SNDK
$268K 0.01%
3,805
-215
-5% -$14.5K
ALXN
311
DELISTED
Alexion Pharmaceuticals
ALXN
$267K 0.01%
2,005
-125
-6% -$15K
BIIB icon
312
Biogen
BIIB
$30.9B
$264K 0.01%
+945
New +$244K
FWONA icon
313
Liberty Media Series A
FWONA
$23.4B
$264K 0.01%
+10,132
New +$269K
CRM icon
314
Salesforce
CRM
$154B
$263K 0.01%
4,765
+115
+2% +$6.15K
LNKD
315
DELISTED
LinkedIn Corporation
LNKD
$261K 0.01%
1,205
+235
+24% +$53.5K
AMZN icon
316
Amazon
AMZN
$2.44T
$257K 0.01%
+12,900
New +$232K
BKNG icon
317
Booking.com
BKNG
$156B
$256K 0.01%
5,500
-500
-8% -$22.2K
NFLX icon
318
Netflix
NFLX
$307B
$254K 0.01%
48,300
-5,600
-10% -$27.5K
BRKL
319
DELISTED
Brookline Bancorp
BRKL
$239K 0.01%
25,000
-130,000
-84% -$1.18M
TRIP icon
320
TripAdvisor
TRIP
$1.7B
$232K 0.01%
2,805
-340
-11% -$27.8K
AGNC icon
321
AGNC Investment
AGNC
$12.7B
$193K 0.01%
+10,000
New +$213K
NLY icon
322
Annaly Capital Management
NLY
$17.3B
$150K 0.01%
+3,750
New +$163K
AXP icon
323
American Express
AXP
$224B
– –
-5,000
Closed -$378K
FHN icon
324
First Horizon
FHN
$12.2B
– –
-120,000
Closed -$1.32M
FOR icon
325
Forestar Group
FOR
$1.48B
– –
-215,000
Closed -$4.63M
10 11 12
13
14

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BI
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CCI
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GKWIM
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BP
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PC
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TCG
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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.