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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.21B
AUM Growth
+$213M
Cap. Flow
+$108M
Cap. Flow %
4.88%
Top 10 Hldgs %
24.18%
Holding
344
New
49
Increased
96
Reduced
134
Closed
20

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$11.4M
2
LNG icon
Cheniere Energy
LNG
+$9.7M
3
KMI icon
Kinder Morgan
KMI
+$7.73M
4
GNW icon
Genworth Financial
GNW
+$7.11M
5
CAR icon
Avis
CAR
+$6.81M

Top Sells

Rank Stock Value
1
PRXL
Parexel International Corp
PRXL
+$9.05M
2
MHK icon
Mohawk Industries
MHK
+$8.54M
3
GEO icon
The GEO Group
GEO
+$8.36M
4
JAH
JARDEN CORPORATION
JAH
+$8.31M
5
CTB
Cooper Tire & Rubber Co.
CTB
+$8.27M

Sector Composition

Rank Sector Weight
1 Energy 24.59%
2 Utilities 24.04%
3 Financials 15.78%
4 Consumer Discretionary 8.66%
5 Industrials 8.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POM
301
DELISTED
PEPCO HOLDINGS, INC.
POM
$1.06M 0.05%
57,604
– –
OPY icon
302
Oppenheimer Holdings
OPY
$1.18B
$1.06M 0.05%
59,406
-72,300
-55% -$1.32M
NVE
303
DELISTED
NV ENERGY, INC
NVE
$1M 0.05%
42,350
+900
+2% +$21.3K
UNS
304
DELISTED
UNS ENERGY CORP COM
UNS
$787K 0.04%
16,880
-1,000
-6% -$47.9K
CSCO icon
305
Cisco
CSCO
$443B
$641K 0.03%
27,350
-9,180
-25% -$228K
RGCO icon
306
RGC Resources
RGCO
$233M
$614K 0.03%
49,965
-150
-0.3% -$1.9K
ETR icon
307
Entergy
ETR
$50.3B
$594K 0.03%
+18,800
New +$624K
EGAS
308
DELISTED
Gas Natural Inc.
EGAS
$509K 0.02%
49,943
+14,101
+39% +$146K
COWN
309
DELISTED
Cowen Inc. Class A Common Stock
COWN
$483K 0.02%
35,000
-71,250
-67% -$951K
EDE
310
DELISTED
Empire District Electric
EDE
$440K 0.02%
20,300
-200
-1% -$4.48K
AXP icon
311
American Express
AXP
$224B
$378K 0.02%
5,000
-20,000
-80% -$1.5M
PIPR icon
312
Piper Sandler
PIPR
$4.99B
$343K 0.02%
40,000
-120,000
-75% -$1.01M
ALXN
313
DELISTED
Alexion Pharmaceuticals
ALXN
$247K 0.01%
+2,130
New +$234K
BKNG icon
314
Booking.com
BKNG
$156B
$243K 0.01%
+6,000
New +$224K
CRM icon
315
Salesforce
CRM
$154B
$241K 0.01%
+4,650
New +$211K
TRIP icon
316
TripAdvisor
TRIP
$1.7B
$239K 0.01%
+3,145
New +$223K
SNDK
317
DELISTED
SANDISK CORP
SNDK
$239K 0.01%
+4,020
New +$236K
LNKD
318
DELISTED
LinkedIn Corporation
LNKD
$239K 0.01%
+970
New +$219K
DOV icon
319
Dover
DOV
$26.7B
$238K 0.01%
+3,953
New +$228K
NFLX icon
320
Netflix
NFLX
$307B
$238K 0.01%
+53,900
New +$208K
ILMN icon
321
Illumina
ILMN
$29.5B
$232K 0.01%
+2,953
New +$226K
N
322
DELISTED
Netsuite Inc
N
$216K 0.01%
+2,000
New +$197K
MCHP icon
323
Microchip Technology
MCHP
$38.8B
$214K 0.01%
+10,600
New +$210K
AOS icon
324
A.O. Smith
AOS
$8.55B
– –
-393,800
Closed -$7.14M
AROC icon
325
Archrock
AROC
$6.16B
– –
-293,000
Closed -$8.24M
10 11 12
13
14

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PC
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TCG
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Hennessy Advisors Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Hennessy Advisors Inc held 344 positions worth $2.21B, up 11% from $2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Hennessy Advisors Inc deployed $108M of net new capital in Q3 2013, opening 49 new positions and adding to 96 existing holdings. Its largest new stake was Flowers Foods: 300,300 shares worth $6.44M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 25% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was Mohawk Industries, an estimated $8.54M trimmed.

  • Hennessy Advisors Inc's largest Q3 2013 buy was Flowers Foods: 300,300 shares worth $6.44M.
  • Hennessy Advisors Inc added most to PPL Corp in Q3 2013, an estimated $11.4M increase.
  • Hennessy Advisors Inc's biggest Q3 2013 reduction was Mohawk Industries, cutting an estimated $8.54M.
  • Hennessy Advisors Inc fully exited Parexel International Corp in Q3 2013, selling an estimated $9.05M.
  • Hennessy Advisors Inc's ten largest holdings make up 24% of its $2.21B portfolio in Q3 2013.
  • Hennessy Advisors Inc opened 49 new positions and closed 20 in Q3 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.21B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2013, filed 30 Oct 2013.