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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+1.68%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$1.99B
AUM Growth
-$96.2M
Cap. Flow
-$98.6M
Cap. Flow %
-4.95%
Top 10 Hldgs %
21.86%
Holding
289
New
9
Increased
28
Reduced
229
Closed
13

Top Buys

Rank Stock Value
1
GDOT icon
Green Dot
GDOT
+$3.52M
2
CADE
Cadence Bancorporation
CADE
+$3.17M
3
SFBS
ServisFirst Bancshares
SFBS
+$2.1M
4
CBOE icon
Cboe Global Markets
CBOE
+$1.97M
5
CME icon
CME Group
CME
+$1.88M

Top Sells

Rank Stock Value
1
SO icon
Southern Company
SO
+$4.87M
2
ATO icon
Atmos Energy
ATO
+$4.59M
3
SRE icon
Sempra
SRE
+$4.48M
4
ABCB icon
Ameris Bancorp
ABCB
+$2.94M
5
AUB icon
Atlantic Union Bankshares
AUB
+$2.83M

Sector Composition

Rank Sector Weight
1 Utilities 34.1%
2 Energy 15.77%
3 Financials 11.71%
4 Industrials 9.77%
5 Consumer Discretionary 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCB icon
276
Ameris Bancorp
ABCB
$5.86B
– –
-75,000
Closed -$2.94M
AMKR icon
277
Amkor Technology
AMKR
$12.5B
– –
-10,473
Closed -$78K
BANR icon
278
Banner Corp
BANR
$2.37B
– –
-23,000
Closed -$1.25M
BKU icon
279
Bankunited
BKU
$3.35B
– –
-20,000
Closed -$675K
EXTR icon
280
Extreme Networks
EXTR
$3.91B
– –
-13,380
Closed -$87K
PNC icon
281
PNC Financial Services
PNC
$99.9B
– –
-2,000
Closed -$275K
SCHW
282
Charles Schwab
SCHW
$183B
– –
-9,000
Closed -$362K
VBTX
283
DELISTED
Veritex Holdings
VBTX
– –
-60,000
Closed -$1.56M
WAL icon
284
Western Alliance Bancorporation
WAL
$8.82B
– –
-6,000
Closed -$268K
WSFS icon
285
WSFS Financial
WSFS
$4.1B
– –
-17,500
Closed -$723K
IBKC
286
DELISTED
IBERIABANK Corp
IBKC
– –
-25,000
Closed -$1.9M
PCMI
287
DELISTED
PCM, Inc
PCMI
– –
-78,500
Closed -$2.75M
DCOM
288
DELISTED
Dime Community Bancshares
DCOM
– –
-50,000
Closed -$950K
8 9 10 11
12

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Hennessy Advisors Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Hennessy Advisors Inc held 289 positions worth $1.99B, down 4.6% from $2.09B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Hennessy Advisors Inc withdrew a net $98.6M in Q3 2019, closing 13 positions and reducing 229 holdings. Its most notable exit was Ameris Bancorp, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 34% of assets, up from 33% a quarter earlier, followed by Energy and Financials.

Against the trend, Hennessy Advisors Inc opened a new position in Cadence Bancorporation worth $3.25M.

  • Hennessy Advisors Inc's largest Q3 2019 buy was Cadence Bancorporation: 185,000 shares worth $3.25M.
  • Hennessy Advisors Inc added most to Green Dot in Q3 2019, an estimated $3.52M increase.
  • Hennessy Advisors Inc's biggest Q3 2019 reduction was Southern Company, cutting an estimated $4.87M.
  • Hennessy Advisors Inc fully exited Ameris Bancorp in Q3 2019, selling an estimated $2.94M.
  • Hennessy Advisors Inc's ten largest holdings make up 22% of its $1.99B portfolio in Q3 2019.
  • Hennessy Advisors Inc opened 9 new positions and closed 13 in Q3 2019.
  • Hennessy Advisors Inc's portfolio value fell 4.6% quarter-over-quarter to $1.99B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2019, filed 7 Oct 2019.