HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3B
1-Year Return 26.83%
This Quarter Return
+3.48%
1 Year Return
+26.83%
3 Year Return
+108.45%
5 Year Return
+271.41%
10 Year Return
+501.06%
AUM
$3.52B
AUM Growth
+$220M
Cap. Flow
+$148M
Cap. Flow %
4.21%
Top 10 Hldgs %
22.18%
Holding
302
New
34
Increased
63
Reduced
191
Closed
14

Top Buys

1
SO icon
Southern Company
SO
$62.9M
2
SNPS icon
Synopsys
SNPS
$43.7M
3
PTC icon
PTC
PTC
$34.9M
4
EOG icon
EOG Resources
EOG
$29.4M
5
UHS icon
Universal Health Services
UHS
$27.4M

Top Sells

1
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$74.2M
2
GAS
AGL RESOURCES INC (HOLDING CO)
GAS
$55.4M
3
STR
QUESTAR CORP
STR
$26M
4
KMI icon
Kinder Morgan
KMI
$16.7M
5
SE
Spectra Energy Corp Wi
SE
$15.5M

Sector Composition

1 Utilities 27.94%
2 Energy 14.53%
3 Consumer Discretionary 13.79%
4 Industrials 10.48%
5 Technology 10.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MS icon
276
Morgan Stanley
MS
$236B
$705K 0.02%
22,000
-48,000
-69% -$1.54M
EDE
277
DELISTED
Empire District Electric
EDE
$643K 0.02%
18,825
+500
+3% +$17.1K
AMH icon
278
American Homes 4 Rent
AMH
$12.9B
$541K 0.02%
+25,000
New +$541K
EGAS
279
DELISTED
Gas Natural Inc.
EGAS
$506K 0.01%
66,010
+13,781
+26% +$106K
RF icon
280
Regions Financial
RF
$24.1B
$494K 0.01%
50,000
-135,000
-73% -$1.33M
GS icon
281
Goldman Sachs
GS
$223B
$484K 0.01%
3,000
-9,500
-76% -$1.53M
WFC icon
282
Wells Fargo
WFC
$253B
$443K 0.01%
10,000
-39,000
-80% -$1.73M
SFBS icon
283
ServisFirst Bancshares
SFBS
$4.78B
$389K 0.01%
15,000
-70,000
-82% -$1.82M
SPG icon
284
Simon Property Group
SPG
$59.5B
$311K 0.01%
1,500
-8,500
-85% -$1.76M
SFR
285
DELISTED
Starwood Waypoint Homes
SFR
$287K 0.01%
+10,000
New +$287K
LNC icon
286
Lincoln National
LNC
$7.98B
$282K 0.01%
6,000
-38,000
-86% -$1.79M
HBAN icon
287
Huntington Bancshares
HBAN
$25.7B
$247K 0.01%
+25,000
New +$247K
EEFT icon
288
Euronet Worldwide
EEFT
$3.74B
– –
-17,500
Closed -$1.21M
JCI icon
289
Johnson Controls International
JCI
$69.5B
– –
-60,642
Closed -$2.81M
SNV icon
290
Synovus
SNV
$7.15B
– –
-55,000
Closed -$1.59M
FLG
291
Flagstar Financial, Inc.
FLG
$5.39B
– –
-23,333
Closed -$1.05M
ISBC
292
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-360,000
Closed -$3.99M
IBKC
293
DELISTED
IBERIABANK Corp
IBKC
– –
-35,000
Closed -$2.09M
WP
294
DELISTED
Worldpay, Inc.
WP
– –
-25,000
Closed -$1.42M
CBF
295
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-50,000
Closed -$1.44M
AF
296
DELISTED
Astoria Financial Corporation
AF
– –
-100,000
Closed -$1.53M
STR
297
DELISTED
QUESTAR CORP
STR
– –
-1,022,926
Closed -$26M
TE
298
DELISTED
TECO ENERGY INC
TE
– –
-470,551
Closed -$13M
CPGX
299
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-2,912,782
Closed -$74.2M
GAS
300
DELISTED
AGL RESOURCES INC (HOLDING CO)
GAS
– –
-839,730
Closed -$55.4M
9 10 11
12
13