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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+862.04%
AUM
$3.52B
AUM Growth
+$220M
Cap. Flow
+$145M
Cap. Flow %
4.13%
Top 10 Hldgs %
22.18%
Holding
302
New
34
Increased
63
Reduced
191
Closed
14

Top Buys

Rank Stock Value
1
SO icon
Southern Company
SO
+$64.5M
2
SNPS icon
Synopsys
SNPS
+$41.8M
3
PTC icon
PTC
PTC
+$32.7M
4
UHS icon
Universal Health Services
UHS
+$28.2M
5
EOG icon
EOG Resources
EOG
+$26.7M

Top Sells

Rank Stock Value
1
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$74.2M
2
GAS
AGL Resources Inc
GAS
+$55.4M
3
STR
QUESTAR CORP
STR
+$26M
4
KMI icon
Kinder Morgan
KMI
+$15.3M
5
SE
Spectra Energy Corp Wi
SE
+$13.8M

Sector Composition

Rank Sector Weight
1 Utilities 28.43%
2 Energy 16.95%
3 Consumer Discretionary 13.85%
4 Technology 10.49%
5 Industrials 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
276
Morgan Stanley
MS
$337B
$705K 0.02%
22,000
-48,000
-69% -$1.43M
EDE
277
DELISTED
Empire District Electric
EDE
$643K 0.02%
18,825
+500
+3% +$16.9K
AMH icon
278
American Homes 4 Rent
AMH
$12.1B
$541K 0.02%
+25,000
New +$541K
EGAS
279
DELISTED
Gas Natural Inc.
EGAS
$506K 0.01%
66,010
+13,781
+26% +$102K
RF icon
280
Regions Financial
RF
$25.8B
$494K 0.01%
50,000
-135,000
-73% -$1.26M
GS icon
281
Goldman Sachs
GS
$301B
$484K 0.01%
3,000
-9,500
-76% -$1.54M
WFC icon
282
Wells Fargo
WFC
$262B
$443K 0.01%
10,000
-39,000
-80% -$1.87M
SFBS
283
ServisFirst Bancshares
SFBS
$4.72B
$389K 0.01%
30,000
-140,000
-82% -$1.79M
SPG icon
284
Simon Property Group
SPG
$69.4B
$311K 0.01%
1,500
-8,500
-85% -$1.84M
SFR
285
DELISTED
Starwood Waypoint Homes
SFR
$287K 0.01%
+10,000
New +$313K
LNC icon
286
Lincoln National
LNC
$8.29B
$282K 0.01%
6,000
-38,000
-86% -$1.7M
HBAN icon
287
Huntington Bancshares
HBAN
$34.2B
$247K 0.01%
+25,000
New +$238K
EEFT icon
288
Euronet Worldwide
EEFT
$2.62B
– –
-17,500
Closed -$1.21M
JCI icon
289
Johnson Controls International
JCI
$84.6B
– –
-60,642
Closed -$2.81M
SNV
290
DELISTED
Synovus
SNV
– –
-55,000
Closed -$1.59M
FLG
291
Flagstar Bank National Association
FLG
$5.58B
– –
-23,333
Closed -$1.05M
ISBC
292
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-360,000
Closed -$3.99M
IBKC
293
DELISTED
IBERIABANK Corp
IBKC
– –
-35,000
Closed -$2.09M
WP
294
DELISTED
Worldpay, Inc.
WP
– –
-25,000
Closed -$1.42M
CBF
295
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-50,000
Closed -$1.44M
AF
296
DELISTED
Astoria Financial Corporation
AF
– –
-100,000
Closed -$1.53M
STR
297
DELISTED
QUESTAR CORP
STR
– –
-1,022,926
Closed -$26M
TE
298
DELISTED
TECO ENERGY INC
TE
– –
-470,551
Closed -$13M
CPGX
299
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-2,912,782
Closed -$74.2M
GAS
300
DELISTED
AGL Resources Inc
GAS
– –
-839,730
Closed -$55.4M
9 10 11
12
13

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Hennessy Advisors Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Hennessy Advisors Inc held 302 positions worth $3.52B, up 6.7% from $3.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Hennessy Advisors Inc deployed $145M of net new capital in Q3 2016, opening 34 new positions and adding to 63 existing holdings. Its largest new stake was Southern Company: 1,225,600 shares worth $62.9M.

By sector, the portfolio is most concentrated in Utilities at 28% of assets, down from 29% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was Kinder Morgan, an estimated $15.3M trimmed.

  • Hennessy Advisors Inc's largest Q3 2016 buy was Southern Company: 1,225,600 shares worth $62.9M.
  • Hennessy Advisors Inc added most to FedEx in Q3 2016, an estimated $16.7M increase.
  • Hennessy Advisors Inc's biggest Q3 2016 reduction was Kinder Morgan, cutting an estimated $15.3M.
  • Hennessy Advisors Inc fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $74.2M.
  • Hennessy Advisors Inc's ten largest holdings make up 22% of its $3.52B portfolio in Q3 2016.
  • Hennessy Advisors Inc opened 34 new positions and closed 14 in Q3 2016.
  • Hennessy Advisors Inc's portfolio value rose 6.7% quarter-over-quarter to $3.52B.

Based on Hennessy Advisors Inc's 13F filing for Q3 2016, filed 13 Oct 2016.