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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTL icon
276
Unitil
UTL
$989M
$1.87M 0.08%
61,390
+7,867
+15% +$237K
MRO
277
DELISTED
Marathon Oil Corporation
MRO
$1.85M 0.08%
52,500
-1,300
-2% -$46.4K
CF icon
278
CF Industries
CF
$19.6B
$1.82M 0.07%
39,000
-1,000
-3% -$43.7K
XOM icon
279
ExxonMobil
XOM
$650B
$1.81M 0.07%
17,900
-400
-2% -$37K
FNFG
280
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$1.8M 0.07%
170,000
-65,000
-28% -$705K
DINO icon
281
HF Sinclair
DINO
$16.2B
$1.74M 0.07%
35,000
-900
-3% -$41K
KDP icon
282
Keurig Dr Pepper
KDP
$42.8B
$1.74M 0.07%
35,700
-900
-2% -$42.4K
DE icon
283
Deere & Co
DE
$165B
$1.69M 0.07%
18,500
-500
-3% -$42.3K
BAX icon
284
Baxter International
BAX
$12.8B
$1.67M 0.07%
44,322
-1,289
-3% -$46.8K
AAPL icon
285
Apple
AAPL
$4.97T
$1.66M 0.07%
82,600
-2,800
-3% -$52.9K
CAT icon
286
Caterpillar
CAT
$361B
$1.63M 0.07%
17,900
-500
-3% -$42.7K
MGEE icon
287
MGE Energy Inc
MGEE
$3.03B
$1.61M 0.07%
41,747
+5,721
+16% +$212K
FDO
288
DELISTED
FAMILY DOLLAR STORES
FDO
$1.56M 0.06%
24,000
-700
-3% -$47.9K
IBM icon
289
IBM
IBM
$213B
$1.56M 0.06%
8,682
-209
-2% -$36K
JOY
290
DELISTED
Joy Global Inc
JOY
$1.53M 0.06%
26,200
-700
-3% -$38.6K
KEY icon
291
KeyCorp
KEY
$23.8B
$1.48M 0.06%
110,000
-45,000
-29% -$570K
INDB icon
292
Independent Bank
INDB
$4.04B
$1.37M 0.06%
35,000
– –
NEM icon
293
Newmont
NEM
$96.2B
$1.33M 0.05%
57,700
-900
-2% -$23.1K
DGAS
294
DELISTED
Delta Natural Gas Co Inc
DGAS
$1.31M 0.05%
58,566
+9,961
+20% +$218K
POM
295
DELISTED
PEPCO HOLDINGS, INC.
POM
$1.3M 0.05%
67,904
+10,300
+18% +$195K
UNS
296
DELISTED
UNS ENERGY CORP COM
UNS
$1.17M 0.05%
19,480
+2,600
+15% +$131K
TCF
297
DELISTED
TCF Financial Corporation
TCF
$1.14M 0.05%
70,000
-55,000
-44% -$851K
ESGR
298
DELISTED
Enstar Group
ESGR
$972K 0.04%
+7,000
New +$959K
ETR icon
299
Entergy
ETR
$50.3B
$740K 0.03%
23,400
+4,600
+24% +$147K
MOVE
300
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$720K 0.03%
+45,000
New +$735K
10 11
12
13 14

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.