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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBNK
251
DELISTED
Territorial Bancorp Inc.
TBNK
$2.32M 0.09%
100,000
-5,000
-5% -$114K
INWK
252
DELISTED
InnerWorkings, Inc.
INWK
$2.31M 0.09%
296,665
-16,600
-5% -$134K
DLTR icon
253
Dollar Tree
DLTR
$24.8B
$2.3M 0.09%
40,800
-1,000
-2% -$57.6K
PMT
254
PennyMac Mortgage Investment
PMT
$845M
$2.3M 0.09%
100,000
-150,000
-60% -$3.39M
UBNK
255
DELISTED
United Financial Bancorp, Inc.
UBNK
$2.27M 0.09%
160,000
-70,000
-30% -$963K
FLR icon
256
Fluor
FLR
$6.54B
$2.23M 0.09%
27,800
-700
-2% -$53.5K
KLAC icon
257
KLA
KLAC
$222B
$2.19M 0.09%
340,000
-9,000
-3% -$56.8K
UNH icon
258
UnitedHealth
UNH
$382B
$2.19M 0.09%
29,100
-800
-3% -$57.5K
DTV
259
DELISTED
DIRECTV COM STK (DE)
DTV
$2.19M 0.09%
31,700
-800
-2% -$51.2K
BBBY
260
DELISTED
Bed Bath & Beyond Inc
BBBY
$2.18M 0.09%
27,200
-700
-3% -$54.1K
USB icon
261
US Bancorp
USB
$97.9B
$2.14M 0.09%
53,000
-2,000
-4% -$76.7K
PCAR icon
262
PACCAR
PCAR
$70.5B
$2.14M 0.09%
54,150
-1,350
-2% -$51.1K
UNP icon
263
Union Pacific
UNP
$174B
$2.13M 0.09%
25,400
-600
-2% -$47.5K
CMI icon
264
Cummins
CMI
$83.6B
$2.12M 0.09%
15,000
-400
-3% -$53.1K
AZO icon
265
AutoZone
AZO
$51.3B
$2.1M 0.09%
4,400
-100
-2% -$44.9K
COL
266
DELISTED
Rockwell Collins
COL
$2.07M 0.08%
28,000
-700
-2% -$49.7K
WU icon
267
Western Union
WU
$2.53B
$2.06M 0.08%
119,500
-3,200
-3% -$56.1K
KSS icon
268
Kohl's
KSS
$2.16B
$2.05M 0.08%
36,100
-900
-2% -$49.3K
FL
269
DELISTED
Foot Locker
FL
$2.01M 0.08%
48,600
-1,300
-3% -$47.6K
GDOT icon
270
Green Dot
GDOT
$750M
$2.01M 0.08%
80,000
-55,000
-41% -$1.28M
GAP
271
The Gap Inc
GAP
$7.3B
$1.97M 0.08%
50,300
-1,300
-3% -$50.9K
LUMN icon
272
Lumen
LUMN
$6.43B
$1.95M 0.08%
61,200
-1,100
-2% -$35.1K
CPB icon
273
Campbell Soup
CPB
$6.85B
$1.91M 0.08%
44,200
-1,200
-3% -$49.7K
PRAA icon
274
PRA Group
PRAA
$672M
$1.9M 0.08%
36,000
-3,000
-8% -$171K
JWN
275
DELISTED
Nordstrom
JWN
$1.88M 0.08%
30,400
-800
-3% -$48.2K
9 10
11
12 13

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DIG
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BI
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CCI
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GKWIM
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BP
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PC
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TCG
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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.