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HAI

Hennessy Advisors Inc Portfolio holdings

AUM $3.13B
1-Year Est. Return 77.26%
This Fund
S&P 500
This Quarter Est. Return
+8.82%
1 Year Est. Return
+77.26%
3 Year Est. Return
+205.79%
5 Year Est. Return
+302.11%
10 Year Est. Return
+861.99%
AUM
$2.45B
AUM Growth
+$240M
Cap. Flow
+$61.1M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.44%
Holding
339
New
15
Increased
96
Reduced
183
Closed
16

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$8.48M
2
SE
Spectra Energy Corp Wi
SE
+$6.62M
3
ENB icon
Enbridge
ENB
+$6.58M
4
D icon
Dominion Energy
D
+$6.47M
5
TRP icon
TC Energy
TRP
+$6.36M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$48.9M
2
LNG icon
Cheniere Energy
LNG
+$8.62M
3
ET icon
Energy Transfer Partners
ET
+$5.76M
4
FOR icon
Forestar Group
FOR
+$4.63M
5
PMT
PennyMac Mortgage Investment
PMT
+$3.39M

Sector Composition

Rank Sector Weight
1 Utilities 25.82%
2 Energy 23.56%
3 Financials 16.28%
4 Industrials 8.97%
5 Consumer Discretionary 8.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBHC icon
226
National Bank Holdings
NBHC
$1.9B
$2.78M 0.11%
130,000
– –
SAN icon
227
Banco Santander
SAN
$191B
$2.76M 0.11%
335,469
-5,835
-2% -$46.4K
AVA icon
228
Avista
AVA
$3.43B
$2.75M 0.11%
97,472
+19,500
+25% +$535K
BP icon
229
BP
BP
$112B
$2.74M 0.11%
68,829
-1,223
-2% -$45.5K
K
230
DELISTED
Kellanova
K
$2.63M 0.11%
45,795
-746
-2% -$42.9K
RDS.B
231
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.6M 0.11%
34,600
-600
-2% -$42.2K
VIAB
232
DELISTED
Viacom Inc. Class B
VIAB
$2.59M 0.11%
29,700
-800
-3% -$66.1K
MT icon
233
ArcelorMittal
MT
$49.5B
$2.57M 0.11%
63,063
-1,094
-2% -$40.7K
CAG icon
234
Conagra Brands
CAG
$7.42B
$2.57M 0.1%
97,917
-1,671
-2% -$41.8K
UL icon
235
Unilever
UL
$142B
$2.53M 0.1%
54,667
-977
-2% -$43.7K
CAH icon
236
Cardinal Health
CAH
$53.7B
$2.52M 0.1%
37,800
-1,000
-3% -$61.1K
FBNK
237
DELISTED
First Connecticut Bancorp, Inc
FBNK
$2.5M 0.1%
155,000
-20,000
-11% -$311K
PM icon
238
Philip Morris
PM
$309B
$2.49M 0.1%
28,600
-500
-2% -$43.7K
UN
239
DELISTED
Unilever NV New York Registry Shares
UN
$2.49M 0.1%
61,900
-1,000
-2% -$38.9K
INBK icon
240
First Internet Bancorp
INBK
$233M
$2.48M 0.1%
+110,000
New +$2.68M
UBNK
241
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$2.46M 0.1%
130,000
-65,294
-33% -$1.15M
HP icon
242
Helmerich & Payne
HP
$3.34B
$2.46M 0.1%
29,200
-800
-3% -$62.3K
HCA icon
243
HCA Healthcare
HCA
$88.4B
$2.45M 0.1%
51,300
-1,400
-3% -$64.7K
PH icon
244
Parker-Hannifin
PH
$120B
$2.44M 0.1%
19,000
-500
-3% -$58.1K
HSBC icon
245
HSBC
HSBC
$352B
$2.44M 0.1%
51,413
-928
-2% -$43.9K
AAP icon
246
Advance Auto Parts
AAP
$3.53B
$2.4M 0.1%
21,700
-600
-3% -$59.5K
HAL icon
247
Halliburton
HAL
$26.1B
$2.4M 0.1%
47,300
-1,200
-2% -$62K
MMM icon
248
3M
MMM
$91.8B
$2.4M 0.1%
20,452
-598
-3% -$63.7K
KR icon
249
Kroger
KR
$36.7B
$2.38M 0.1%
120,200
-3,200
-3% -$66.2K
MPC icon
250
Marathon Petroleum
MPC
$90.1B
$2.35M 0.1%
51,200
-1,400
-3% -$53.9K
8 9
10
11 12

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Hennessy Advisors Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Hennessy Advisors Inc held 339 positions worth $2.45B, up 11% from $2.21B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Hennessy Advisors Inc's Q4 2013 filing shows 15 new, 96 increased, 183 reduced and 16 closed positions. Its largest new stake was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M. The largest sale was Williams Companies, an estimated $48.9M.

By sector, the portfolio is most concentrated in Utilities at 26% of assets, up from 24% a quarter earlier, followed by Energy and Financials.

  • Hennessy Advisors Inc's largest Q4 2013 buy was Stonegate Mortgage Corporation: 335,000 shares worth $5.54M.
  • Hennessy Advisors Inc added most to Kinder Morgan in Q4 2013, an estimated $8.48M increase.
  • Hennessy Advisors Inc's biggest Q4 2013 reduction was Cheniere Energy, cutting an estimated $8.62M.
  • Hennessy Advisors Inc fully exited Williams Companies in Q4 2013, selling an estimated $48.9M.
  • Hennessy Advisors Inc's ten largest holdings make up 25% of its $2.45B portfolio in Q4 2013.
  • Hennessy Advisors Inc opened 15 new positions and closed 16 in Q4 2013.
  • Hennessy Advisors Inc's portfolio value rose 11% quarter-over-quarter to $2.45B.

Based on Hennessy Advisors Inc's 13F filing for Q4 2013, filed 22 Jan 2014.