HCM

Heights Capital Management Portfolio holdings

AUM $264M
1-Year Est. Return 3.82%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.82%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$264M
AUM Growth
-$50.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
255
New
Increased
Reduced
Closed

Top Buys

1
+$5.1M
2
+$4.68M
3
+$4.66M
4
NMP
NMP Acquisition Corp
NMP
+$4.5M
5
NYXH
Nyxoah
NYXH
+$4M

Top Sells

1
+$16.2M
2
+$14M
3
+$8.98M
4
MBAV
M3-Brigade Acquisition V Corp
MBAV
+$5.28M
5
CABA icon
Cabaletta Bio
CABA
+$4.88M

Sector Composition

1 Financials 47.98%
2 Consumer Discretionary 25.67%
3 Healthcare 5.18%
4 Materials 0.59%
5 Energy 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMCL
201
DELISTED
Hycroft Mining Holding Corp Warrants
HYMCL
– –
-15,174
IBRX icon
202
ImmunityBio
IBRX
$7.02B
– –
-6,565,709
IMRX icon
203
Immuneering
IMRX
$339M
– –
-20,000
DFDV
204
DeFi Development Corp
DFDV
$118M
– –
-644,943
LEXXW
205
DELISTED
Lexaria Bioscience Warrant
LEXXW
– –
-41,251
MBOT icon
206
Microbot Medical
MBOT
$137M
– –
-883,104
NA
207
Nano Labs
NA
$38.1M
– –
-111,033
OTLY
208
Oatly Group
OTLY
$362M
– –
-91,239
PEPG icon
209
PepGen
PEPG
$106M
– –
-10,000
SVREW
210
SaverOne 2014 Ltd Warrant
SVREW
$55.3K
– –
-40,000
TBMCR
211
DELISTED
Trailblazer Merger Corporation I Rights
TBMCR
– –
-11,714
UPXI icon
212
Upexi
UPXI
$87.4M
– –
-250,000
DYCQR
213
DELISTED
DT Cloud Acquisition Corp Right
DYCQR
– –
-72,300
DYCQ
214
DELISTED
DT Cloud Acquisition Corp
DYCQ
– –
-85,207
IBAC
215
IB Acquisition Corp
IBAC
$62M
– –
-207,787
LTM
216
LATAM Airlines Group S.A.
LTM
$13.5B
– –
-50,000
EURKR
217
Eureka Acquisition Corp Right
EURKR
– –
-13,516
DTSQR
218
DT Cloud Star Acquisition Corp Right
DTSQR
– –
-16,293
DTSQ
219
DT Cloud Star Acquisition Corp
DTSQ
– –
-95,695
MBAV
220
M3-Brigade Acquisition V Corp
MBAV
$387M
– –
-500,000
RDACR
221
Rising Dragon Acquisition Corp Rights
RDACR
– –
-16,385
RDAC
222
Rising Dragon Acquisition Corp
RDAC
$98M
– –
-38,196
GSRT
223
DELISTED
GSR III Acquisition Corp
GSRT
– –
-60,900
TAVIR
224
Tavia Acquisition Corp Right
TAVIR
– –
-13,802
ASPC
225
A SPAC III Acquisition Corp
ASPC
$26.4M
– –
-60,000
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