HCM

Heights Capital Management Portfolio holdings

AUM $264M
1-Year Est. Return 3.82%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.82%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$315M
AUM Growth
-$5.01M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
231
New
Increased
Reduced
Closed

Top Buys

1
+$16.9M
2
+$10.7M
3
+$9.04M
4
ABSI icon
Absci
ABSI
+$5.53M
5
AVX
Avax One Technology Ltd
AVX
+$5.35M

Top Sells

1
+$25.1M
2
+$12.5M
3
+$9.95M
4
NA
Nano Labs
NA
+$7.91M
5
ADCT icon
ADC Therapeutics
ADCT
+$7.9M

Sector Composition

1 Financials 37.19%
2 Consumer Discretionary 26.14%
3 Healthcare 11.71%
4 Industrials 6.05%
5 Consumer Staples 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDACR
176
Rising Dragon Acquisition Corp Rights
RDACR
$2.78K ﹤0.01%
16,385
-22,309
OAKUW
177
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$1.39K ﹤0.01%
39,772
-3,503
SVREW
178
SaverOne 2014 Ltd Warrant
SVREW
$55.3K
$700 ﹤0.01%
40,000
HYMCL
179
DELISTED
Hycroft Mining Holding Corp Warrants
HYMCL
$121 ﹤0.01%
15,174
TVAIU
180
Thayer Ventures Acquisition Corporation II Unit
TVAIU
$187M
– –
-250,000
CDTTW
181
CDT Equity Inc Warrant
CDTTW
$1.04M
– –
-45,923
BNCWW
182
CEA Industries Inc Warrant
BNCWW
– –
-100,000
CTXR icon
183
Citius Pharmaceuticals
CTXR
$13.5M
– –
-159,898
EMCGR
184
DELISTED
Embrace Change Acquisition Corp Rights
EMCGR
– –
-98,600
FBRX icon
185
Forte Biosciences
FBRX
$542M
– –
-143,033
GOVXW
186
DELISTED
GeoVax Labs Warrants
GOVXW
– –
-53,960
KTOS icon
187
Kratos Defense & Security Solutions
KTOS
$11.3B
– –
-75,000
NETD
188
DELISTED
Nabors Energy Transition Corp II
NETD
– –
-49,195
ONDS icon
189
Ondas Inc
ONDS
$4.58B
– –
-3,845,070
RVPH icon
190
Reviva Pharmaceuticals
RVPH
$10.7M
– –
-91,495
SBEV.WS
191
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
– –
-288,884
SENS icon
192
Senseonics Holdings Inc
SENS
$276M
– –
-8,886
SNTI icon
193
Senti Biosciences Holdings, Inc. Common Stock
SNTI
$30.3M
– –
-381,384
IROHR
194
DELISTED
Iron Horse Acquisitions Corp Right
IROHR
– –
-48,957
UCFIW
195
CN Healthy Food Tech Group Warrant
UCFIW
– –
-87,043
CCIX
196
Churchill Capital Corp IX
CCIX
$396M
– –
-33,475
YHNA
197
YHN Acquisition I Ltd
YHNA
– –
-26,000
YHNAR
198
YHN Acquisition I Ltd Right
YHNAR
– –
-28,371
ETHM
199
Dynamix Corp
ETHM
$239M
– –
-120,000
IPODU
200
Dune Acquisition Corp II Units
IPODU
– –
-30,000
6 7
8
9 10