HCM

Heights Capital Management Portfolio holdings

AUM $315M
1-Year Est. Return 39.62%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+39.62%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$320M
AUM Growth
+$111M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
225
New
Increased
Reduced
Closed

Top Buys

1
+$25.1M
2
+$13.4M
3
+$12.9M
4
AMSC icon
American Superconductor
AMSC
+$12.5M
5
ALVO icon
Alvotech
ALVO
+$9.95M

Top Sells

1
+$31.2M
2
+$7.71M
3
+$7.2M
4
HUMA icon
Humacyte
HUMA
+$6.86M
5
DMAAU
Drugs Made In America Acquisition Corp Units
DMAAU
+$6.58M

Sector Composition

1 Consumer Discretionary 26.3%
2 Financials 24.17%
3 Industrials 16.89%
4 Healthcare 11.12%
5 Technology 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNLX icon
176
Genelux
GNLX
$123M
– –
-238,366
HUMA icon
177
Humacyte
HUMA
$199M
– –
-4,025,000
PHGE icon
178
BiomX
PHGE
$10.8M
– –
-763
PLUG icon
179
Plug Power
PLUG
$3.26B
– –
-23,091,715
PMN icon
180
ProMIS Neurosciences
PMN
$25.9M
– –
-731
SCLX icon
181
Scilex Holding
SCLX
$61.1M
– –
-6,339
SINT icon
182
SiNtx Technologies
SINT
$12.5M
– –
-60,964
SRZN icon
183
Surrozen
SRZN
$189M
– –
-44,978
VRMEW
184
DELISTED
VerifyMe, Inc. Warrant
VRMEW
– –
-67,870
UCFI
185
CN Healthy Food Tech Group
UCFI
– –
-165,043
MACIW
186
Melar Acquisition Corp I Warrant
MACIW
$1.33M
– –
-28,832
CHEB
187
DELISTED
Chenghe Acquisition II Co.
CHEB
– –
-50,000
CUBWW
188
Lionheart Holdings Warrant
CUBWW
$2.07M
– –
-39,510
CEP
189
DELISTED
Cantor Equity Partners
CEP
– –
-300,000
MBAV
190
M3-Brigade Acquisition V Corp
MBAV
$385M
– –
-100,000
MBAVW
191
M3-Brigade Acquisition V Corp Warrant
MBAVW
$12.8M
– –
-27,889
VACHW
192
Voyager Acquisition Corp Warrants
VACHW
$3.03M
– –
-17,465
BSII
193
DELISTED
Black Spade Acquisition II Co Class A Ordinary Share
BSII
– –
-20,000
POLEW
194
Andretti Acquisition Corp II Warrant
POLEW
$3.45M
– –
-13,300
NTWOU
195
Newbury Street II Acquisition Corp Unit
NTWOU
– –
-45,000
GSRTU
196
DELISTED
GSR III Acquisition Corp Unit
GSRTU
– –
-70,000
ASPCU
197
A SPAC III Acquisition Corp Unit
ASPCU
$83.8M
– –
-60,000
WLACU
198
Willow Lane Acquisition Corp Unit
WLACU
$174M
– –
-35,000
HSPTU
199
Horizon Space Acquisition II Corp Units
HSPTU
$67.5M
– –
-20,000
NOEMU
200
CO2 Energy Transition Corp Unit
NOEMU
– –
-40,000
5 6 7
8
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