HI

HBK Investments Portfolio holdings

AUM $2.68B
1-Year Return 10.43%
This Quarter Return
+10.16%
1 Year Return
+10.43%
3 Year Return
+56.58%
5 Year Return
+111.61%
10 Year Return
+320.05%
AUM
$6.9B
AUM Growth
+$911M
Cap. Flow
-$863M
Cap. Flow %
-12.5%
Top 10 Hldgs %
56.12%
Holding
609
New
130
Increased
54
Reduced
62
Closed
103

Top Buys

1
WORK
Slack Technologies, Inc.
WORK
+$607M
2
CXO
CONCHO RESOURCES INC.
CXO
+$418M
3
EV
Eaton Vance Corp.
EV
+$329M
4
MXIM
Maxim Integrated Products
MXIM
+$322M
5
XLNX
Xilinx Inc
XLNX
+$312M

Top Sells

1
IMMU
Immunomedics Inc
IMMU
+$553M
2
ETFC
E*Trade Financial Corporation
ETFC
+$526M
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$403M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
+$390M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$257M

Sector Composition

1 Technology 11.48%
2 Healthcare 6.24%
3 Consumer Discretionary 5.21%
4 Financials 4.51%
5 Industrials 2.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KCAC.WS
301
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
– –
0
– –
LGC.WS
302
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
0
– –
FVAC.WS
303
DELISTED
Fortress Value Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FVAC.WS
– –
0
– –
HCCOW
304
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
0
– –
LVGO
305
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-2,784,420
Closed -$390M
IMMU
306
DELISTED
Immunomedics Inc
IMMU
– –
-6,500,000
Closed -$553M
CCXX.WS
307
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
0
– –
AMTD
308
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-10,299,784
Closed -$403M
ETFC
309
DELISTED
E*Trade Financial Corporation
ETFC
– –
-10,518,553
Closed -$526M
MNTA
310
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-4,900,000
Closed -$257M
NLSN
311
DELISTED
Nielsen Holdings plc
NLSN
– –
-350,000
Closed -$4.96M
DISCA
312
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
0
– –
NVDA icon
313
NVIDIA
NVDA
$4.16T
– –
0
– –
OEF icon
314
iShares S&P 100 ETF
OEF
$22.3B
– –
0
– –
OKTA icon
315
Okta
OKTA
$16.3B
– –
0
– –
OM icon
316
Outset Medical
OM
$245M
– –
-333
Closed -$250K
OMCL icon
317
Omnicell
OMCL
$1.49B
– –
-45,200
Closed -$3.38M
OPEN icon
318
Opendoor
OPEN
$4.5B
– –
-650,000
Closed -$12.3M
ORGNW icon
319
Origin Materials, Inc. Warrants
ORGNW
$2.61M
– –
0
– –
OXY.WS icon
320
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$21.8B
– –
0
– –
PAG icon
321
Penske Automotive Group
PAG
$12.4B
– –
0
– –
PANW icon
322
Palo Alto Networks
PANW
$132B
– –
0
– –
PCG icon
323
PG&E
PCG
$32.9B
– –
-1,500,000
Closed -$14.1M
PEGA icon
324
Pegasystems
PEGA
$9.84B
– –
0
– –
PGEN icon
325
Precigen
PGEN
$1.23B
– –
0
– –
11 12
13
14 15