HI

HBK Investments Portfolio holdings

AUM $2.68B
1-Year Return 10.43%
This Quarter Return
+7.98%
1 Year Return
+10.43%
3 Year Return
+56.58%
5 Year Return
+111.61%
10 Year Return
+320.05%
AUM
$3.25B
AUM Growth
+$1.31B
Cap. Flow
+$259M
Cap. Flow %
7.97%
Top 10 Hldgs %
61.51%
Holding
346
New
184
Increased
2
Reduced
4
Closed
6

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$419M
2
AMTD
TD Ameritrade Holding Corp
AMTD
$191M
3
LM
Legg Mason, Inc.
LM
$55M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$49.9M
5
PYPL icon
PayPal
PYPL
$31.8M

Top Sells

1
WBC
WABCO HOLDINGS INC.
WBC
$342M
2
FTSV
Forty Seven, Inc. Common Stock
FTSV
$220M
3
HPQ icon
HP
HPQ
$165M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
$121M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
$96.2M

Sector Composition

1 Financials 30.75%
2 Consumer Discretionary 7.15%
3 Technology 6.32%
4 Healthcare 2.79%
5 Industrials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JIH.WS
301
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
– –
0
– –
CIICW
302
DELISTED
CIIG Merger Corp. Warrants
CIICW
– –
0
– –
SBE.WS
303
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
– –
0
– –
PCPL.WS
304
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
– –
0
– –
DMYT.WS
305
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
– –
0
– –
RMG.WS
306
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
0
– –
HYACW
307
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
0
– –
PIC.WS
308
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
0
– –
ATCXW
309
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
– –
0
– –
GMHIW
310
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
0
– –
LGC.WS
311
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
0
– –
HCCOW
312
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
0
– –
CPAAW
313
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
– –
0
– –
CCXX.WS
314
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
0
– –
SHLL.WS
315
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
0
– –
CCH.WS
316
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
0
– –
FPAC.WS
317
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
– –
0
– –
LHC.WS
318
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
– –
0
– –
FG
319
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-63,441
Closed -$622K
WBC
320
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-2,533,602
Closed -$342M
MLNX
321
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-1,000,100
Closed -$121M
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