Harbour Investments Portfolio holdings

AUM $3.5B

This Quarter Return

-1.96%

1 Year Return

+6.12%

3 Year Return

+19.08%

5 Year Return

–

10 Year Return

–

AUM

$3.5B

AUM Growth

+$13.8M (+0.4%)

Cap. Flow

+$107M

Cap. Flow % of AUM

3.06%

Top 10 Holdings %Top 10 Hldgs %

23.35%

Holding

3,705

New

213

Increased

1,267

Reduced

985

Closed

144

Top Buys

1	Vanguard S&P 500 ETF VOO	$16.3M
2	First Trust Core Investment Grade ETF FTCB	$10.7M
3	Innovator Defined Wealth Shield ETF BALT	$9.05M
4	Janus Henderson AAA CLO ETF JAAA	$6.73M
5	Invesco S&P 500 Momentum ETF SPMO	$6.17M

Top Sells

1	Vanguard Total Bond Market BND	$24.1M
2	First Trust Smith Unconstrained Bond ETF UCON	$15.9M
3	First Trust Utilities AlphaDEX Fund FXU	$8.28M
4	Pacer US Small Cap Cash Cows 100 ETF CALF	$7.71M
5	SPDR Portfolio S&P 500 ETF SPLG	$5.07M

Sector Composition

1	Technology	4.98%
2	Financials	2.51%
3	Consumer Staples	2.26%
4	Consumer Discretionary	1.83%
5	Healthcare	1.58%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1051	1051 Roku ROKU $13.2B	$222K	0.01%	3,158 -362	-10%	-$25.5K
1052	1052 Lam Research LRCX $124B	$221K	0.01%	3,038 +182	+6%	+$13.2K
1053	1053 American Century US Quality Growth ETF QGRO $1.79B	$221K	0.01%	2,356 +130	+6%	+$12.2K
1054	1054 Nucor NUE $33.4B	$219K	0.01%	1,822 +396	+28%	+$47.7K
1055	1055 Vistra VST $65.5B	$218K	0.01%	1,860 +651	+54%	+$76.5K
1056	1056 Innovator US Small Cap Power Buffer ETF October KOCT $102M	$217K	0.01%	7,424	–	–
1057	1057 Invesco Trust Investment Grade Municipals VGM $510M	$217K	0.01%	21,776 +97	+0.5%	+$966
1058	1058 Truist Financial TFC $58.8B	$217K	0.01%	5,265 +1,305	+33%	+$53.7K
1059	1059 iShares US Telecommunications ETF IYZ $574M	$216K	0.01%	7,892 -26,643	-77%	-$730K
1060	CPSF 1060 Calamos S&P 500 Structured Alt Protection ETF - February CPSF $27.2M	$215K	0.01%	+9,024	New	+$215K
1061	1061 Avantis International Large Cap Value ETF AVIV $791M	$215K	0.01%	3,795 -838	-18%	-$47.5K
1062	1062 Invesco Senior Loan ETF BKLN $7.02B	$215K	0.01%	10,388 +992	+11%	+$20.5K
1063	1063 FlexShares Quality Dividend Defensive Index Fund QDEF $453M	$214K	0.01%	3,065	–	–
1064	1064 Invesco S&P MidCap 400 Revenue ETF RWK $851M	$214K	0.01%	1,985 +468	+31%	+$50.5K
1065	1065 Goldman Sachs ActiveBeta International Equity ETF GSIE $4.14B	$213K	0.01%	5,988 -6,498	-52%	-$232K
1066	1066 Cincinnati Financial CINF $23.5B	$213K	0.01%	1,445 +186	+15%	+$27.5K
1067	1067 Dimensional US Marketwide Value ETF DFUV $12.1B	$213K	0.01%	5,175 +86	+2%	+$3.54K
1068	1068 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI $2.01B	$213K	0.01%	4,132 +1,966	+91%	+$101K
1069	1069 Guggenheim Strategic Opportunities Fund GOF $2.44B	$212K	0.01%	13,643 -5,729	-30%	-$89.2K
1070	1070 Pacer US Cash Cows Growth ETF BUL $83.4M	$212K	0.01%	4,830 +2,855	+145%	+$125K
1071	1071 VanEck Retail ETF RTH $250M	$212K	0.01%	939	–	–
1072	1072 iShares ESG Optimized MSCI USA ETF SUSA $3.6B	$212K	0.01%	1,844 +260	+16%	+$29.9K
1073	1073 Zoetis ZTS $67.7B	$211K	0.01%	1,282 -132	-9%	-$21.7K
1074	1074 Applied Materials AMAT $148B	$211K	0.01%	1,455 -213	-13%	-$30.9K
1075	DHY 1075 Credit Suisse High Yield Bond Fund DHY $220M	$210K	0.01%	99,229 +697	+0.7%	+$1.48K