HT

HAP Trading Portfolio holdings

AUM $230M
1-Year Return 6.92%
This Quarter Return
+4.14%
1 Year Return
+6.92%
3 Year Return
+33.57%
5 Year Return
+58.84%
10 Year Return
+182.23%
AUM
$875M
AUM Growth
-$286M
Cap. Flow
-$317M
Cap. Flow %
-36.25%
Top 10 Hldgs %
33.43%
Holding
1,581
New
196
Increased
89
Reduced
97
Closed
210

Top Buys

1
NFLX icon
Netflix
NFLX
+$65.7M
2
AMZN icon
Amazon
AMZN
+$51.7M
3
ARKX icon
ARK Space Exploration & Innovation ETF
ARKX
+$37.5M
4
CHTR icon
Charter Communications
CHTR
+$34.2M
5
MO icon
Altria Group
MO
+$9.3M

Top Sells

1
CRM icon
Salesforce
CRM
+$49.4M
2
EDU icon
New Oriental
EDU
+$33.4M
3
DOCU icon
DocuSign
DOCU
+$29.5M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$24M
5
BABA icon
Alibaba
BABA
+$23.5M

Sector Composition

1 Consumer Discretionary 17.91%
2 Communication Services 17.81%
3 Technology 10.47%
4 Healthcare 8.12%
5 Consumer Staples 6.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLAN
501
DELISTED
Anaplan, Inc.
PLAN
– –
0
– –
CALA
502
DELISTED
Calithera Biosciences, Inc
CALA
– –
0
– –
ATRS
503
DELISTED
Antares Pharma, Inc.
ATRS
– –
0
– –
ZNGA
504
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
0
– –
DMYD
505
DELISTED
dMY Technology Group, Inc. II
DMYD
– –
0
– –
EVFM
506
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
0
– –
GNOG
507
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
0
– –
DISCK
508
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-744,920
Closed -$19.5M
HMHC
509
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
0
– –
ISBC
510
DELISTED
Investors Bancorp, Inc.
ISBC
– –
0
– –
PBCT
511
DELISTED
People's United Financial Inc
PBCT
– –
0
– –
RESN
512
DELISTED
Resonant Inc.
RESN
– –
0
– –
RRD
513
DELISTED
RR Donnelley & Sons Co.
RRD
– –
0
– –
BXRX
514
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
0
– –
XLNX
515
DELISTED
Xilinx Inc
XLNX
– –
0
– –
TRIT
516
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
0
– –
GSS
517
DELISTED
Golden Star Resources Ltd.
GSS
– –
0
– –
ENBL
518
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
0
– –
TRIL
519
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
0
– –
SOGO
520
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
0
– –
QELL
521
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
– –
0
– –
TBIO
522
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-16,703
Closed -$308K
SPRT
523
DELISTED
support.com, Inc.
SPRT
– –
0
– –
PDAC
524
DELISTED
Peridot Acquisition Corp.
PDAC
– –
0
– –
SWI
525
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
0
– –
19 20
21
22 23