HT

HAP Trading Portfolio holdings

AUM $230M
1-Year Return 6.92%
This Quarter Return
+29.06%
1 Year Return
+6.92%
3 Year Return
+33.57%
5 Year Return
+58.84%
10 Year Return
+182.23%
AUM
$860M
AUM Growth
+$13M
Cap. Flow
-$97.8M
Cap. Flow %
-11.38%
Top 10 Hldgs %
42.22%
Holding
1,127
New
161
Increased
45
Reduced
56
Closed
100

Top Buys

1
BKNG icon
Booking.com
BKNG
$53.6M
2
BABA icon
Alibaba
BABA
$45.6M
3
NKLA
Nikola Corporation Common Stock
NKLA
$45.1M
4
TIP icon
iShares TIPS Bond ETF
TIP
$36.2M
5
TSLA icon
Tesla
TSLA
$32.9M

Top Sells

1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$79.4M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$58.1M
3
ADI icon
Analog Devices
ADI
$43.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$40.1M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$37.5M

Sector Composition

1 Consumer Discretionary 33.81%
2 Healthcare 12.4%
3 Technology 9.75%
4 Consumer Staples 9.55%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLPI
301
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-212,679
Closed -$1.73M
MYOK
302
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-23,761
Closed -$1.11M
MR
303
DELISTED
Montage Resources Corporation Common Stock
MR
– –
0
– –
BITA
304
DELISTED
Bitauto Holdings Limited
BITA
– –
0
– –
CBL
305
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
0
– –
LVGO
306
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
0
– –
HTZ
307
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
IMMU
308
DELISTED
Immunomedics Inc
IMMU
– –
0
– –
AKCA
309
DELISTED
Akcea Therapeutics, Inc. Common Stock
AKCA
– –
0
– –
MNK
310
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-121,345
Closed -$240K
AMTD
311
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-18,929
Closed -$656K
CNXM
312
DELISTED
CNX Midstream Partners LP
CNXM
– –
-170,156
Closed -$1.38M
BFYT
313
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-15,660
Closed -$351K
TLRD
314
DELISTED
Tailored Brands, Inc.
TLRD
– –
0
– –
DNR
315
DELISTED
Denbury Resources, Inc.
DNR
– –
0
– –
NE
316
DELISTED
Noble Corporation
NE
– –
0
– –
BGG
317
DELISTED
Briggs & Stratton Corp.
BGG
– –
0
– –
HCR
318
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
0
– –
CHK
319
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
LK
320
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
0
– –
PYX
321
DELISTED
Pyxus International, Inc.
PYX
– –
0
– –
CSFL
322
DELISTED
CenterState Bank Corporation Common Stock
CSFL
– –
-41,517
Closed -$715K
AKRX
323
DELISTED
Akorn, Inc.
AKRX
– –
0
– –
I
324
DELISTED
INTELSAT S. A.
I
– –
0
– –
JCP
325
DELISTED
J.C. Penney Company, Inc.
JCP
– –
0
– –
11 12
13
14 15