HT

HAP Trading Portfolio holdings

AUM $230M
1-Year Return 6.92%
This Quarter Return
+6.72%
1 Year Return
+6.92%
3 Year Return
+33.57%
5 Year Return
+58.84%
10 Year Return
+182.23%
AUM
$611M
AUM Growth
-$164M
Cap. Flow
-$210M
Cap. Flow %
-34.38%
Top 10 Hldgs %
31.33%
Holding
1,217
New
90
Increased
65
Reduced
73
Closed
158

Top Buys

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$17.7M
2
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$13.7M
3
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$12.6M
4
COUP
Coupa Software Incorporated
COUP
$12.5M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$10.4M

Top Sells

1
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$35.8M
2
EWC icon
iShares MSCI Canada ETF
EWC
$34.7M
3
AAPL icon
Apple
AAPL
$18.3M
4
TMUS icon
T-Mobile US
TMUS
$17M
5
IWM icon
iShares Russell 2000 ETF
IWM
$16.4M

Sector Composition

1 Industrials 15.52%
2 Healthcare 13.01%
3 Technology 12.65%
4 Consumer Discretionary 9.95%
5 Financials 8.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FORG
251
DELISTED
ForgeRock, Inc.
FORG
– –
0
– –
AMRS
252
DELISTED
Amyris Inc.
AMRS
– –
0
– –
PTRA
253
DELISTED
Proterra Inc. Common Stock
PTRA
– –
0
– –
APPH
254
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
0
– –
UNVR
255
DELISTED
Univar Solutions Inc.
UNVR
– –
0
– –
SPPI
256
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
0
– –
BBIG
257
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
0
– –
HGEN
258
DELISTED
HUMANIGEN, INC.
HGEN
– –
0
– –
ISEE
259
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-76,340
Closed -$1.37M
TTCF
260
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
0
– –
HEXO
261
DELISTED
HEXO Corp. Common Shares
HEXO
– –
0
– –
RXDX
262
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
0
– –
DCP
263
DELISTED
DCP Midstream, LP
DCP
– –
0
– –
CS
264
DELISTED
Credit Suisse Group
CS
– –
0
– –
MNTV
265
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
0
– –
RIDE
266
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
0
– –
SEAC
267
DELISTED
Seachange International Inc
SEAC
– –
0
– –
MAXR
268
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
0
– –
BBBY
269
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
0
– –
OSH
270
DELISTED
Oak Street Health, Inc.
OSH
– –
0
– –
PRVB
271
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
0
– –
OIG
272
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
0
– –
ARVL
273
DELISTED
Arrival Ordinary Shares
ARVL
– –
0
– –
SJR
274
DELISTED
Shaw Communications Inc.
SJR
– –
0
– –
ATCO
275
DELISTED
Atlas Corp.
ATCO
– –
0
– –
9 10
11
12 13