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HA

Halsey Associates Portfolio holdings

AUM $629M
1-Year Est. Return 10.38%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+10.38%
3 Year Est. Return
+63.78%
5 Year Est. Return
+96.56%
10 Year Est. Return
–
AUM
$439M
AUM Growth
+$27.5M
Cap. Flow
-$6.71M
Cap. Flow %
-1.53%
Top 10 Hldgs %
37.57%
Holding
107
New
7
Increased
22
Reduced
55
Closed
2

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$3.34M
2
VMW
VMware, Inc
VMW
+$2.74M
3
FFIV icon
F5
FFIV
+$2.73M
4
NTES icon
NetEase
NTES
+$2.05M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$907K

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$4.21M
2
VAR
Varian Medical Systems, Inc.
VAR
+$2.63M
3
META icon
Meta Platforms (Facebook)
META
+$2.33M
4
CELG
Celgene Corp
CELG
+$2.21M
5
ARCO icon
Arcos Dorados Holdings
ARCO
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 16.92%
2 Industrials 15.73%
3 Energy 14.55%
4 Healthcare 12.5%
5 Financials 10.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.74M 0.4%
9,410
-143
-1% -$25.3K
BA icon
52
Boeing
BA
$169B
$1.53M 0.35%
11,222
-230
-2% -$29.9K
BMY icon
53
Bristol-Myers Squibb
BMY
$129B
$1.48M 0.34%
27,905
– –
ABBV icon
54
AbbVie
ABBV
$465B
$1.37M 0.31%
25,914
– –
INTC icon
55
Intel
INTC
$413B
$1.36M 0.31%
52,406
-1,500
-3% -$36.3K
EMR icon
56
Emerson Electric
EMR
$81.6B
$1.34M 0.3%
19,039
-400
-2% -$26.7K
LOW icon
57
Lowe's Companies
LOW
$121B
$1.23M 0.28%
24,842
– –
SLB icon
58
SLB Ltd
SLB
$72.7B
$1.08M 0.25%
11,950
-300
-2% -$27.1K
ABT icon
59
Abbott
ABT
$188B
$1.04M 0.24%
27,116
– –
CVX icon
60
Chevron
CVX
$382B
$1.03M 0.23%
8,225
– –
MMM icon
61
3M
MMM
$91.8B
$1.01M 0.23%
8,628
-1,316
-13% -$140K
PFE icon
62
Pfizer
PFE
$143B
$1.01M 0.23%
34,621
– –
T icon
63
AT&T
T
$164B
$910K 0.21%
34,285
-1,324
-4% -$34.8K
RTX icon
64
RTX Corp
RTX
$290B
$858K 0.2%
11,986
-405
-3% -$27.6K
FDX icon
65
FedEx
FDX
$73B
$827K 0.19%
5,750
– –
MSFT icon
66
Microsoft
MSFT
$2.9T
$605K 0.14%
16,179
-335
-2% -$12.2K
NBTB icon
67
NBT Bancorp
NBTB
$2.82B
$552K 0.13%
21,331
– –
RPXC
68
DELISTED
RPX Corporation
RPXC
$474K 0.11%
28,060
+10,860
+63% +$185K
PCL
69
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$467K 0.11%
10,048
– –
PAYX icon
70
Paychex
PAYX
$43.4B
$437K 0.1%
9,595
-1,000
-9% -$42.7K
HD icon
71
Home Depot
HD
$337B
$430K 0.1%
5,220
– –
SVC
72
Service Properties Trust
SVC
$1.05B
$430K 0.1%
3,207
– –
APA icon
73
APA Corp
APA
$13B
$428K 0.1%
4,975
-300
-6% -$26.7K
UNP icon
74
Union Pacific
UNP
$174B
$425K 0.1%
5,064
+450
+10% +$35.6K
MCO icon
75
Moody's
MCO
$83.7B
$408K 0.09%
5,200
– –
1 2
3
4 5

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COI
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AEPG
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IPC
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LCM
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WIM
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Halsey Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Halsey Associates held 107 positions worth $439M, up 6.7% from $411M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Halsey Associates's Q4 2013 filing shows 7 new, 22 increased, 55 reduced and 2 closed positions. Its largest new stake was VMware, Inc: 33,185 shares worth $2.98M. The largest sale was KINDER MORGAN MANAGEMENT LLC, an estimated $4.21M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Industrials and Energy.

  • Halsey Associates's largest Q4 2013 buy was VMware, Inc: 33,185 shares worth $2.98M.
  • Halsey Associates added most to Kinder Morgan in Q4 2013, an estimated $3.34M increase.
  • Halsey Associates's biggest Q4 2013 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $4.21M.
  • Halsey Associates fully exited Texas Roadhouse in Q4 2013, selling an estimated $329K.
  • Halsey Associates's ten largest holdings make up 38% of its $439M portfolio in Q4 2013.
  • Halsey Associates opened 7 new positions and closed 2 in Q4 2013.
  • Halsey Associates's portfolio value rose 6.7% quarter-over-quarter to $439M.

Based on Halsey Associates's 13F filing for Q4 2013, filed 14 Feb 2014.