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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
-0.63%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$210M
AUM Growth
-$15.2M
Cap. Flow
-$12M
Cap. Flow %
-5.7%
Top 10 Hldgs %
37.58%
Holding
457
New
10
Increased
69
Reduced
98
Closed
26

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$3.27M
2
GS icon
Goldman Sachs
GS
+$2.86M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.01M
4
META icon
Meta Platforms (Facebook)
META
+$954K
5
CSX icon
CSX Corp
CSX
+$861K

Top Sells

Rank Stock Value
1
MRK icon
Merck
MRK
+$4.3M
2
AAPL icon
Apple
AAPL
+$1.25M
3
GIS icon
General Mills
GIS
+$1.16M
4
PM icon
Philip Morris
PM
+$1.04M
5
EMR icon
Emerson Electric
EMR
+$903K

Sector Composition

Rank Sector Weight
1 Technology 11.43%
2 Financials 10.06%
3 Industrials 8.46%
4 Consumer Staples 8.34%
5 Healthcare 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
151
Teva Pharmaceuticals
TEVA
$40.5B
$51K 0.02%
945
+50
+6% +$2.65K
NSC icon
152
Norfolk Southern
NSC
$76.8B
$50K 0.02%
450
– –
SPN
153
DELISTED
Superior Energy Services, Inc.
SPN
$49K 0.02%
150
– –
FE icon
154
FirstEnergy
FE
$27.7B
$48K 0.02%
1,426
+434
+44% +$14.4K
BBWI icon
155
Bath & Body Works
BBWI
$4.19B
$47K 0.02%
876
– –
DBC icon
156
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$46K 0.02%
2,000
– –
LMT icon
157
Lockheed Martin
LMT
$133B
$46K 0.02%
250
– –
UL icon
158
Unilever
UL
$139B
$46K 0.02%
984
– –
AFL icon
159
Aflac
AFL
$63.9B
$44K 0.02%
1,520
– –
IRDM icon
160
Iridium Communications
IRDM
$5.13B
$44K 0.02%
4,925
– –
TDC icon
161
Teradata
TDC
$2.47B
$44K 0.02%
1,050
– –
APA icon
162
APA Corp
APA
$12.3B
$43K 0.02%
455
-40
-8% -$3.96K
MRVL icon
163
Marvell Technology
MRVL
$189B
$43K 0.02%
+3,215
New +$44.3K
SHLO
164
DELISTED
Shiloh Industries Inc
SHLO
$43K 0.02%
2,530
– –
BAC icon
165
Bank of America
BAC
$442B
$42K 0.02%
2,454
-252
-9% -$4.01K
HON icon
166
Honeywell
HON
$78.6B
$42K 0.02%
501
-5,564
-92% -$473K
RDS.B
167
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$42K 0.02%
530
– –
VIAB
168
DELISTED
Viacom Inc. Class B
VIAB
$42K 0.02%
542
– –
UPL
169
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$41K 0.02%
1,750
– –
BPL
170
DELISTED
Buckeye Partners, L.P.
BPL
$40K 0.02%
500
– –
HSBC icon
171
HSBC
HSBC
$352B
$39K 0.02%
882
– –
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$39K 0.02%
158
– –
MYRG icon
173
MYR Group
MYRG
$5.2B
$38K 0.02%
1,565
– –
COST icon
174
Costco
COST
$418B
$37K 0.02%
295
+74
+33% +$8.94K
NKE icon
175
Nike
NKE
$63B
$37K 0.02%
828
+224
+37% +$8.89K
5 6
7
8 9

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AP
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UPA
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ICM
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Haberer Registered Investment Advisor's Q3 2014 Portfolio in Review

As of Q3 2014, Haberer Registered Investment Advisor held 457 positions worth $210M, down 6.7% from $225M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $12M in Q3 2014, closing 26 positions and reducing 98 holdings. Its most notable exit was American Financial Group, an estimated $60K position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, Haberer Registered Investment Advisor opened a new position in Allergan plc worth $133K.

  • Haberer Registered Investment Advisor's largest Q3 2014 buy was Allergan plc: 550 shares worth $133K.
  • Haberer Registered Investment Advisor added most to Gilead Sciences in Q3 2014, an estimated $3.27M increase.
  • Haberer Registered Investment Advisor's biggest Q3 2014 reduction was Merck, cutting an estimated $4.3M.
  • Haberer Registered Investment Advisor fully exited American Financial Group in Q3 2014, selling an estimated $60K.
  • Haberer Registered Investment Advisor's ten largest holdings make up 38% of its $210M portfolio in Q3 2014.
  • Haberer Registered Investment Advisor opened 10 new positions and closed 26 in Q3 2014.
  • Haberer Registered Investment Advisor's portfolio value fell 6.7% quarter-over-quarter to $210M.

Based on Haberer Registered Investment Advisor's 13F filing for Q3 2014, filed 7 Oct 2014.