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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$280M
AUM Growth
-$84.7M
Cap. Flow
-$101M
Cap. Flow %
-36.03%
Top 10 Hldgs %
36.14%
Holding
570
New
43
Increased
25
Reduced
155
Closed
77

Top Buys

Rank Stock Value
1
FDX icon
FedEx
FDX
+$2.82M
2
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$743K
3
GG
Goldcorp Inc
GG
+$435K
4
UNH icon
UnitedHealth
UNH
+$62.9K
5
BNY
Bank of New York Mellon
BNY
+$23.6K

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$15.7M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.07M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.77M
4
TRV icon
Travelers Companies
TRV
+$4.18M
5
COR icon
Cencora
COR
+$3.65M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Staples 9.26%
3 Energy 8.43%
4 Industrials 8.36%
5 Financials 7.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKL icon
151
Markel Group
MKL
$23.3B
$52K 0.02%
100
– –
APA icon
152
APA Corp
APA
$12.3B
$50K 0.02%
595
-101
-15% -$8.39K
GILD icon
153
Gilead Sciences
GILD
$164B
$50K 0.02%
800
– –
NLY icon
154
Annaly Capital Management
NLY
$17.1B
$49K 0.02%
1,050
– –
VIAB
155
DELISTED
Viacom Inc. Class B
VIAB
$45K 0.02%
542
– –
SCG
156
DELISTED
Scana
SCG
$45K 0.02%
970
-3,395
-78% -$167K
BBWI icon
157
Bath & Body Works
BBWI
$4.19B
$43K 0.02%
876
– –
ES icon
158
Eversource Energy
ES
$27.3B
$43K 0.02%
1,039
– –
CNI icon
159
Canadian National Railway
CNI
$77.1B
$41K 0.01%
800
– –
EPD icon
160
Enterprise Products Partners
EPD
$81.6B
$41K 0.01%
1,350
– –
PRU icon
161
Prudential Financial
PRU
$41.5B
$41K 0.01%
523
-1,200
-70% -$94.1K
TYC
162
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$41K 0.01%
1,109
– –
EXC icon
163
Exelon
EXC
$47.1B
$40K 0.01%
1,893
– –
M icon
164
Macy's
M
$6.71B
$39K 0.01%
896
– –
PWV icon
165
Invesco Large Cap Value ETF
PWV
$1.72B
$39K 0.01%
1,500
– –
SCHW
166
Charles Schwab
SCHW
$188B
$38K 0.01%
1,800
-1,000
-36% -$21.7K
PL
167
DELISTED
PROTECTIVE LIFE CORP
PL
$38K 0.01%
900
– –
FTR
168
DELISTED
Frontier Communications Corp.
FTR
$37K 0.01%
583
-24
-4% -$1.56K
MDY icon
169
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$36K 0.01%
158
-40
-20% -$8.89K
R icon
170
Ryder
R
$10.2B
$36K 0.01%
600
– –
WMB icon
171
Williams Companies
WMB
$87.8B
$36K 0.01%
1,000
– –
RDS.B
172
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$36K 0.01%
530
– –
UPL
173
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$36K 0.01%
1,750
– –
CLDX icon
174
Celldex Therapeutics
CLDX
$3.22B
$35K 0.01%
67
– –
NSC icon
175
Norfolk Southern
NSC
$76.8B
$35K 0.01%
450
-59
-12% -$4.42K
5 6
7
8 9

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CBCM
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AP
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UPA
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GIS
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ICM
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PCM
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Haberer Registered Investment Advisor's Q3 2013 Portfolio in Review

As of Q3 2013, Haberer Registered Investment Advisor held 570 positions worth $280M, down 23% from $364M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $101M in Q3 2013, closing 77 positions and reducing 155 holdings. Its most notable exit was Travelers Companies, an estimated $4.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

Against the trend, Haberer Registered Investment Advisor opened a new position in Bank of New York Mellon worth $23K.

  • Haberer Registered Investment Advisor's largest Q3 2013 buy was Bank of New York Mellon: 769 shares worth $23K.
  • Haberer Registered Investment Advisor added most to FedEx in Q3 2013, an estimated $2.82M increase.
  • Haberer Registered Investment Advisor's biggest Q3 2013 reduction was Procter & Gamble, cutting an estimated $15.7M.
  • Haberer Registered Investment Advisor fully exited Travelers Companies in Q3 2013, selling an estimated $4.18M.
  • Haberer Registered Investment Advisor's ten largest holdings make up 36% of its $280M portfolio in Q3 2013.
  • Haberer Registered Investment Advisor opened 43 new positions and closed 77 in Q3 2013.
  • Haberer Registered Investment Advisor's portfolio value fell 23% quarter-over-quarter to $280M.

Based on Haberer Registered Investment Advisor's 13F filing for Q3 2013, filed 4 Oct 2013.