Guggenheim Capital’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2016
Q1
Sell
-19,084
Closed -$161K 3087
2015
Q4
$161K Buy
+19,084
New +$128K ﹤0.01% 2799