Guggenheim Capital’s Carisma Therapeutics CARM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-517	Closed	-$17K	–	2891
2016 Q2	$17K	Hold	517	–	–	﹤0.01%	2818
2016 Q1	$3K	Buy	+517	New	+$3K	﹤0.01%	2901