Guardian Capital Advisors’s UBS Group UBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-15,850	Closed	-$303K	–	176
2015 Q4	$303K	Sell	15,850 -6,066	-28%	-$116K	0.06%	133
2015 Q3	$398K	Buy	+21,916	New	+$398K	0.08%	121