We are live on ! Find out more
GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFH
2251
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
$1K ﹤0.01%
54
+4
+8% +$57
SMRT
2252
DELISTED
Stein Mart Inc
SMRT
$1K ﹤0.01%
+84
New +$1.09K
ENT
2253
DELISTED
Global Eagle Entertainment Inc.
ENT
$1K ﹤0.01%
+5
New +$1.45K
STML
2254
DELISTED
Stemline Therapeutics, Inc.
STML
$1K ﹤0.01%
+49
New +$603
TSLF
2255
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1K ﹤0.01%
+47
New +$840
AVH
2256
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
+100
New +$1.59K
GMZ
2257
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$1K ﹤0.01%
+9
New +$1.34K
MICR
2258
DELISTED
Micron Solutions, Inc.
MICR
$1K ﹤0.01%
+100
New +$693
OMN
2259
DELISTED
OMNOVA Solutions Inc.
OMN
$1K ﹤0.01%
+200
New +$1.63K
IDSA
2260
DELISTED
Industrial Services of America
IDSA
$1K ﹤0.01%
+128
New +$759
HOS
2261
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1K ﹤0.01%
+28
New +$1.16K
SSFN
2262
DELISTED
Stewardship Financial Corp
SSFN
$1K ﹤0.01%
200
-435
-69% -$1.97K
OAK
2263
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1K ﹤0.01%
+13
New +$652
CCA
2264
DELISTED
MFS California Municipal Fund
CCA
$1K ﹤0.01%
+110
New +$1.2K
SFS
2265
DELISTED
Smart & Final Stores, Inc.
SFS
$1K ﹤0.01%
+70
New +$941
GNCA
2266
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
12
-25
-68% -$2.74K
THST
2267
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
$1K ﹤0.01%
+166
New +$816
ITG
2268
DELISTED
Investment Technology Group Inc
ITG
$1K ﹤0.01%
71
-29
-29% -$505
EMJ
2269
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$1K ﹤0.01%
+98
New +$1.26K
INTX
2270
DELISTED
Intersections, Inc.
INTX
$1K ﹤0.01%
+143
New +$571
BPFHW
2271
DELISTED
Boston Private Financial Holdings, Inc. WTS
BPFHW
$1K ﹤0.01%
200
– –
TCF.WS
2272
DELISTED
TCF Financial Corporation
TCF.WS
$1K ﹤0.01%
+300
New +$847
STI.WS.B
2273
DELISTED
Suntrust Banks Inc
STI.WS.B
$1K ﹤0.01%
300
– –
XRM
2274
DELISTED
Xerium Technologies Inc (new)
XRM
$1K ﹤0.01%
94
-106
-53% -$1.49K
ZAIS
2275
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$1K ﹤0.01%
82
-118
-59% -$1.22K
89 90
91
92 93

Similar funds

ACMC
Anchor Capital Management Company Raleigh, North Carolina $92.7M AUM 19.36% 1-Year Est. Return
KA
Kore Advisors Boynton Beach, Florida $92.9M AUM 730.09% 1-Year Est. Return
SSCM
Seven Six Capital Management New York $93M AUM 12.51% 1-Year Est. Return
AW
Aspirean Wealth Mill Valley, California $92.1M AUM
MA
Marquette Associates Chicago, Illinois $91.9M AUM 13.47% 1-Year Est. Return
ITG
Index Technologies Group New York $91.8M AUM
TF
Telligent Fund Hong Kong $93.6M AUM 76.03% 1-Year Est. Return
MRP
Measured Risk Portfolios San Diego, California $91.4M AUM 0.88% 1-Year Est. Return

Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.