We are live on ! Find out more
GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVIS icon
2151
Microvision
MVIS
$86.9M
$1K ﹤0.01%
+19
New +$582
MVT
2152
DELISTED
BlackRock MuniVest Fund II
MVT
$1K ﹤0.01%
+76
New +$1.18K
MXC icon
2153
Mexco Energy
MXC
$19.4M
$1K ﹤0.01%
200
-300
-60% -$2.16K
MYRG icon
2154
MYR Group
MYRG
$5.14B
$1K ﹤0.01%
+48
New +$1.18K
NBTB icon
2155
NBT Bancorp
NBTB
$2.73B
$1K ﹤0.01%
+49
New +$1.16K
NDAQ icon
2156
Nasdaq
NDAQ
$53.4B
$1K ﹤0.01%
96
-294
-75% -$4.13K
NMI icon
2157
Nuveen Municipal Income
NMI
$130M
$1K ﹤0.01%
+50
New +$552
NMM icon
2158
Navios Maritime Partners
NMM
$2.24B
$1K ﹤0.01%
+3
New +$872
NMT icon
2159
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$129M
$1K ﹤0.01%
+100
New +$1.33K
NOTV
2160
DELISTED
Inotiv
NOTV
$1K ﹤0.01%
+269
New +$628
NRC icon
2161
NRC Health Common Stock
NRC
$462M
$1K ﹤0.01%
100
-217
-68% -$2.98K
NSYS icon
2162
Nortech Systems
NSYS
$40.9M
$1K ﹤0.01%
+260
New +$1.29K
NTIC icon
2163
Northern Technologies International Corp
NTIC
$77M
$1K ﹤0.01%
110
-94
-46% -$955
NWPX icon
2164
NWPX Infrastructure Inc
NWPX
$1.1B
$1K ﹤0.01%
+20
New +$735
NZF icon
2165
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$1K ﹤0.01%
+100
New +$1.39K
OESX icon
2166
Orion Energy Systems
OESX
$78.3M
$1K ﹤0.01%
20
– –
OGCP
2167
Empire State Realty Series 60
OGCP
$1.27B
$1K ﹤0.01%
84
-92
-52% -$1.46K
OMEX icon
2168
Odyssey Marine Exploration
OMEX
$51.3M
$1K ﹤0.01%
+77
New +$1.12K
PAR icon
2169
PAR Technology
PAR
$751M
$1K ﹤0.01%
+210
New +$907
PBT
2170
Permian Basin Royalty Trust
PBT
$1.52B
$1K ﹤0.01%
+100
New +$1.4K
PDT
2171
John Hancock Premium Dividend Fund
PDT
$628M
$1K ﹤0.01%
+85
New +$1.13K
PEBO icon
2172
Peoples Bancorp
PEBO
$1.46B
$1K ﹤0.01%
60
-61
-50% -$1.49K
PMX
2173
DELISTED
PIMCO Municipal Income Fund III
PMX
$1K ﹤0.01%
+100
New +$1.09K
PRPH
2174
DELISTED
ProPhase Labs
PRPH
$1K ﹤0.01%
+50
New +$778
QCRH icon
2175
QCR Holdings
QCRH
$1.7B
$1K ﹤0.01%
+40
New +$696
85 86
87
88 89

Similar funds

ACMC
Anchor Capital Management Company Raleigh, North Carolina $92.7M AUM 19.36% 1-Year Est. Return
KA
Kore Advisors Boynton Beach, Florida $92.9M AUM 730.09% 1-Year Est. Return
SSCM
Seven Six Capital Management New York $93M AUM 12.51% 1-Year Est. Return
AW
Aspirean Wealth Mill Valley, California $92.1M AUM
MA
Marquette Associates Chicago, Illinois $91.9M AUM 13.47% 1-Year Est. Return
ITG
Index Technologies Group New York $91.8M AUM
TF
Telligent Fund Hong Kong $93.6M AUM 76.03% 1-Year Est. Return
MRP
Measured Risk Portfolios San Diego, California $91.4M AUM 0.88% 1-Year Est. Return

Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.