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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUME
2001
DELISTED
YuMe, Inc.
YUME
$2K ﹤0.01%
+480
New +$2.69K
TKF
2002
DELISTED
Turkish Inv Fund
TKF
$2K ﹤0.01%
+200
New +$2.34K
ONVI
2003
DELISTED
Onvia, Inc.
ONVI
$2K ﹤0.01%
400
+63
+19% +$284
PCBK
2004
DELISTED
Pacific Continental Corp
PCBK
$2K ﹤0.01%
161
+65
+68% +$875
RRF
2005
DELISTED
WisdomTree Global Real Return Fund
RRF
$2K ﹤0.01%
+33
New +$1.5K
PPP
2006
DELISTED
Primero Mining Corp
PPP
$2K ﹤0.01%
+320
New +$2.2K
BHL
2007
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$2K ﹤0.01%
+142
New +$1.97K
KEF
2008
DELISTED
Korea Equity Fund
KEF
$2K ﹤0.01%
192
+122
+174% +$1.07K
WCST
2009
DELISTED
Wecast Network, Inc. Common Stock
WCST
$2K ﹤0.01%
+923
New +$2.22K
SALE
2010
DELISTED
RetailMeNot, Inc. Series 1
SALE
$2K ﹤0.01%
+105
New +$2.13K
EXAR
2011
DELISTED
Exar Corporation
EXAR
$2K ﹤0.01%
+200
New +$1.97K
GGE
2012
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$2K ﹤0.01%
98
+12
+14% +$231
CLMS
2013
DELISTED
Calamos Asset Management, Inc.
CLMS
$2K ﹤0.01%
200
+139
+228% +$1.76K
IMN
2014
DELISTED
Imation
IMN
$2K ﹤0.01%
+600
New +$1.91K
BSCG
2015
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$2K ﹤0.01%
+69
New +$1.54K
MHGC
2016
DELISTED
Morgans Hotel Group Co.
MHGC
$2K ﹤0.01%
206
+94
+84% +$729
ACW
2017
DELISTED
Accuride Corp
ACW
$2K ﹤0.01%
+400
New +$1.91K
MOBI
2018
DELISTED
Sky-mobi Limited ADS
MOBI
$2K ﹤0.01%
200
– –
TBRA
2019
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$2K ﹤0.01%
+156
New +$3.08K
MESG
2020
DELISTED
XURA INC COM (DE)
MESG
$2K ﹤0.01%
100
-226
-69% -$5.6K
SQI
2021
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
$2K ﹤0.01%
154
-594
-79% -$9.54K
UNTD
2022
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$2K ﹤0.01%
139
-105
-43% -$1.19K
REDF
2023
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$2K ﹤0.01%
+700
New +$1.73K
CCSC
2024
DELISTED
COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD ADS CAYMAN ISL
CCSC
$2K ﹤0.01%
292
+92
+46% +$672
PSBH
2025
DELISTED
PSB HOLDINGS INC
PSBH
$2K ﹤0.01%
322
-178
-36% -$1.26K
79 80
81
82 83

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.