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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$22.5M
AUM Growth
-$12.6M
Cap. Flow
-$12.8M
Cap. Flow %
-56.94%
Top 10 Hldgs %
61.35%
Holding
155
New
59
Increased
2
Reduced
15
Closed
77

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.92M
2
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$747K
3
ADI icon
Analog Devices
ADI
+$542K
4
TSLA icon
Tesla
TSLA
+$500K
5
ENTG icon
Entegris
ENTG
+$479K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.53M
2
AVGO icon
Broadcom
AVGO
+$1.41M
3
HON icon
Honeywell
HON
+$1.28M
4
META icon
Meta Platforms (Facebook)
META
+$1.28M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 23.67%
2 Healthcare 4.98%
3 Consumer Discretionary 4.42%
4 Industrials 3.8%
5 Consumer Staples 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMRA
151
DELISTED
Comera Life Sciences Holdings, Inc. Common Stock
CMRA
– –
-13,553
Closed -$22K
ZYNE
152
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-25,445
Closed -$19K
ATCO
153
DELISTED
Atlas Corp.
ATCO
– –
-16,009
Closed -$223K
SRNE
154
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-13,044
Closed -$20K
CHNG
155
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-19,595
Closed -$539K
3 4 5 6
7

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Ground Swell Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Ground Swell Capital held 155 positions worth $22.5M, down 36% from $35.1M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ground Swell Capital withdrew a net $12.8M in Q4 2022, closing 77 positions and reducing 15 holdings. Its most notable exit was Apple, an estimated $1.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 32% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Ground Swell Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $4.9M.

  • Ground Swell Capital's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 12,802 shares worth $4.9M.
  • Ground Swell Capital added most to PLx Pharma Inc. Common Stock in Q4 2022, an estimated $73.8K increase.
  • Ground Swell Capital's biggest Q4 2022 reduction was Broadcom, cutting an estimated $1.41M.
  • Ground Swell Capital fully exited Apple in Q4 2022, selling an estimated $1.53M.
  • Ground Swell Capital's ten largest holdings make up 61% of its $22.5M portfolio in Q4 2022.
  • Ground Swell Capital opened 59 new positions and closed 77 in Q4 2022.
  • Ground Swell Capital's portfolio value fell 36% quarter-over-quarter to $22.5M.

Based on Ground Swell Capital's 13F filing for Q4 2022, filed 14 Feb 2023.