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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GULF
676
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$16K 0.03%
681
+635
+1,380% +$14.9K
PMR
677
DELISTED
Invesco Dynamic Retail ETF
PMR
$16K 0.03%
476
+376
+376% +$12.7K
ALOG
678
DELISTED
Analogic Corp
ALOG
$16K 0.03%
+254
New +$18.2K
AEPI
679
DELISTED
AEP Industries Inc
AEPI
$16K 0.03%
+427
New +$17.4K
AMSGP
680
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$16K 0.03%
+148
New +$15.9K
DCUA
681
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$16K 0.03%
+288
New +$16.3K
NEE.PRO
682
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$16K 0.03%
+264
New +$16.3K
UBOH
683
DELISTED
United Bancshares Inc/OH
UBOH
$16K 0.03%
1,072
+572
+114% +$8.46K
FRP
684
DELISTED
Fairpoint Communications, Inc.
FRP
$16K 0.03%
+1,044
New +$15.9K
BANX
685
ArrowMark Financial
BANX
$199M
$15K 0.03%
+600
New +$15.2K
BWA icon
686
BorgWarner
BWA
$13.9B
$15K 0.03%
+323
New +$17.7K
CLF icon
687
Cleveland-Cliffs
CLF
$6.99B
$15K 0.03%
1,435
+1,205
+524% +$18.4K
CMA
688
DELISTED
Comerica
CMA
$15K 0.03%
306
+102
+50% +$5.11K
DGX icon
689
Quest Diagnostics
DGX
$26.3B
$15K 0.03%
243
+81
+50% +$4.99K
DHIL
690
DELISTED
Diamond Hill
DHIL
$15K 0.03%
+125
New +$16.1K
FORR icon
691
Forrester Research
FORR
$224M
$15K 0.03%
+410
New +$15.7K
GCO icon
692
Genesco
GCO
$422M
$15K 0.03%
+200
New +$16K
HL.PRB icon
693
Hecla Mining Co Series B Preferred Stock
HL.PRB
$15K 0.03%
300
+206
+219% +$10.5K
JNPR
694
DELISTED
Juniper Networks
JNPR
$15K 0.03%
678
+148
+28% +$3.47K
KALU icon
695
Kaiser Aluminum
KALU
$3.02B
$15K 0.03%
+200
New +$15.5K
KIM icon
696
Kimco Realty
KIM
$16.4B
$15K 0.03%
693
+235
+51% +$5.38K
KLAC icon
697
KLA
KLAC
$259B
$15K 0.03%
1,860
-1,000
-35% -$7.55K
LEN icon
698
Lennar Class A
LEN
$21.2B
$15K 0.03%
396
+190
+92% +$7.05K
LH icon
699
Labcorp
LH
$25.9B
$15K 0.03%
168
+56
+50% +$5.06K
LNN icon
700
Lindsay Corp
LNN
$1.18B
$15K 0.03%
200
+85
+74% +$6.71K
26 27
28
29 30

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.