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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVB
3151
DELISTED
HUDSON VY HLDG CORP
HVB
– –
-200
Closed -$4K
HBOS
3152
DELISTED
HERITAGE FINANCIAL GROUP
HBOS
– –
-300
Closed -$6K
DRC
3153
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-100
Closed -$6K
CTP
3154
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
– –
-524
Closed -$5K
PKT
3155
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-111
Closed -$1K
VIAS
3156
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
– –
-100
Closed -$1K
XLS
3157
DELISTED
EXELIS INC COM STK
XLS
– –
-107
Closed -$2K
NCFT
3158
DELISTED
NORCRAFT COS INC COM STK (DE)
NCFT
– –
-63
Closed -$1K
ICEL
3159
DELISTED
CELLULAR DYNAMICS INTL INC COM STK (WI)
ICEL
– –
-44
Closed -$1K
ENTR
3160
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-2,935
Closed -$10K
BPS
3161
DELISTED
BLACKROCK PENN STRT MNI TST
BPS
– –
-488
Closed -$6K
JRN
3162
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
– –
-136
Closed -$1K
NBTF
3163
DELISTED
NB & T FINANCIAL GROUP INC
NBTF
– –
-33
Closed -$1K
CACG
3164
DELISTED
CHART ACQUISITION CORP COM
CACG
– –
-200
Closed -$2K
DRL
3165
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
– –
-132
Closed -$1K
PEOP
3166
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
– –
-87
Closed -$2K
TRLA
3167
DELISTED
TRULIA INC (DEL)
TRLA
– –
-337
Closed -$16K
OILT
3168
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-178
Closed -$8K
RNA
3169
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
– –
-549
Closed -$7K
IBCA
3170
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
– –
-344
Closed -$3K
SAPE
3171
DELISTED
SAPIENT CORP
SAPE
– –
-1,230
Closed -$20K
SKH
3172
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
– –
-364
Closed -$2K
UKK
3173
DELISTED
PROSHARES ULTRA RUSSELL 2000 GROWTH
UKK
– –
-9
Closed -$1K
UINF
3174
DELISTED
PROSHARES TR ULTRAPRO 10 YR TIPS/TSY SPREAD
UINF
– –
-197
Closed -$7K
FRNK
3175
DELISTED
FRANKLIN FINL CORP VA COM STK (VA)
FRNK
– –
-25
Closed -$1K
125 126
127
128 129

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.