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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDEF
3126
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
– –
-100
Closed -$1K
GAME
3127
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-404
Closed -$3K
GOMO
3128
DELISTED
SUNGY MOBILE LTD ADS
GOMO
– –
-198
Closed -$3K
SWU
3129
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-281
Closed -$38K
FWV
3130
DELISTED
FIRST WEST VIRGINIA BANCRP INC
FWV
– –
-158
Closed -$3K
XOOM
3131
DELISTED
XOOM CORP COM
XOOM
– –
-121
Closed -$3K
ONCY
3132
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
– –
-881
Closed -$1K
ROIQ
3133
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
– –
-500
Closed -$5K
MCBK
3134
DELISTED
MADISON CNTY FINL INC COM STK (MD)
MCBK
– –
-102
Closed -$2K
BTH
3135
DELISTED
BLYTH,INC
BTH
– –
-231
Closed -$2K
LMNS
3136
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-155
Closed -$2K
GWRU
3137
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-440
Closed -$59K
OWW
3138
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-189
Closed -$2K
NSLP
3139
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
– –
-36
Closed -$1K
PMFG
3140
DELISTED
PMFG INC COM STK (DE)
PMFG
– –
-341
Closed -$2K
RCPT
3141
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-94
Closed -$4K
CRV
3142
DELISTED
COAST DISTRIBTN SYSTEM INC(THE
CRV
– –
-200
Closed -$1K
AGOL
3143
DELISTED
ETFS ASIAN GOLD TR ETF PHYSICAL ASIAN GOLD SHS
AGOL
– –
-30
Closed -$4K
MILL
3144
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-414
Closed -$3K
LTRE
3145
DELISTED
LEARNING TREE INTL INC
LTRE
– –
-1,500
Closed -$4K
ANR
3146
DELISTED
Alpha Natural Resources Inc
ANR
– –
-200
Closed -$1K
WLT
3147
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-1,545
Closed -$8K
RGRA
3148
DELISTED
RBS PLC ROGERS ENHANCED AGRICULTURE ETNS (UK)
RGRA
– –
-78
Closed -$2K
TRNM
3149
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
– –
-239
Closed -$8K
VYFC
3150
DELISTED
VALLEY FINL CORP (VA)
VYFC
– –
-451
Closed -$6K
124 125
126
127 128

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.