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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRAQ
3026
DELISTED
Global X Brazil Consumer ETF
BRAQ
– –
-87
Closed -$2K
ZPIN
3027
DELISTED
Zhaopin Limited
ZPIN
– –
-80
Closed -$1K
STS
3028
DELISTED
Supreme Industries Inc Class A
STS
– –
-200
Closed -$1K
DGAS
3029
DELISTED
Delta Natural Gas Co Inc
DGAS
– –
-289
Closed -$6K
WBMD
3030
DELISTED
WebMD Health Corp.
WBMD
– –
-461
Closed -$22K
FUEL
3031
DELISTED
Rocket Fuel Inc.
FUEL
– –
-40
Closed -$1K
NVDQ
3032
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-88
Closed -$1K
NCIT
3033
DELISTED
NCI, Inc.
NCIT
– –
-110
Closed -$1K
RMGN
3034
DELISTED
RMG Networks Holding Corporation
RMGN
– –
-125
Closed -$1K
NSR
3035
DELISTED
Neustar Inc
NSR
– –
-100
Closed -$3K
SFR
3036
DELISTED
Starwood Waypoint Homes
SFR
– –
-176
Closed -$5K
RAI
3037
DELISTED
Reynolds American Inc
RAI
– –
-696
Closed -$21K
IPN
3038
DELISTED
SPDR S&P International Industrial Sector
IPN
– –
-162
Closed -$5K
CBPO
3039
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-200
Closed -$9K
PNRA
3040
DELISTED
Panera Bread Co
PNRA
– –
-25
Closed -$4K
PWE
3041
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-100
Closed -$1K
FNCX
3042
DELISTED
Function(x) Inc.
FNCX
– –
-10
Closed -$1K
EVER
3043
DELISTED
Everbank Financial Corp
EVER
– –
-189
Closed -$4K
TROVW
3044
DELISTED
TrovaGene, Inc. Warrant
TROVW
– –
-390
Closed -$1K
UTEK
3045
DELISTED
Ultratech Inc.
UTEK
– –
-154
Closed -$3K
GTWN
3046
DELISTED
Georgetown Bancorp, Inc.(MA)
GTWN
– –
-100
Closed -$2K
ESTE
3047
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-256
Closed -$9K
ERS
3048
DELISTED
Empire Resources, Inc.
ERS
– –
-647
Closed -$3K
SWC
3049
DELISTED
Stillwater Mining Co
SWC
– –
-1,508
Closed -$26K
ZLTQ
3050
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
– –
-142
Closed -$2K
120 121
122
123 124

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.