We are live on ! Find out more
GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
2876
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-549
Closed -$14K
NUAN
2877
DELISTED
Nuance Communications, Inc.
NUAN
– –
-3,101
Closed -$50K
FMBI
2878
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-882
Closed -$15K
HMG
2879
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-287
Closed -$4K
MRLN
2880
DELISTED
Marlin Business Services Corp
MRLN
– –
-135
Closed -$2K
LBJ
2881
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
– –
-1
Closed -$2K
FCCY
2882
DELISTED
1st Constitution Bancorp
FCCY
– –
-439
Closed -$4K
DVD
2883
DELISTED
Dover Motorsports
DVD
– –
-200
Closed -$1K
MDP
2884
DELISTED
Meredith Corporation
MDP
– –
-631
Closed -$31K
FLXN
2885
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-549
Closed -$7K
JMP
2886
DELISTED
JMP Group LLC
JMP
– –
-200
Closed -$2K
XONE
2887
DELISTED
The ExOne Company
XONE
– –
-710
Closed -$28K
CSOD
2888
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-1,014
Closed -$47K
GPX
2889
DELISTED
GP Strategies Corp.
GPX
– –
-205
Closed -$5K
BOCH
2890
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-100
Closed -$1K
PFPT
2891
DELISTED
Proofpoint, Inc.
PFPT
– –
-3,336
Closed -$125K
USCR
2892
DELISTED
U S Concrete, Inc.
USCR
– –
-282
Closed -$7K
BPY
2893
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-92
Closed -$2K
BPFH
2894
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-363
Closed -$5K
STAY
2895
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-100
Closed -$2K
HWCC
2896
DELISTED
Houston Wire & Cable Company
HWCC
– –
-47
Closed -$1K
RNET
2897
DELISTED
RigNet, Inc.
RNET
– –
-87
Closed -$5K
GLUU
2898
DELISTED
Glu Mobile Inc.
GLUU
– –
-841
Closed -$4K
GMLP
2899
DELISTED
Golar LNG Partners LP
GMLP
– –
-170
Closed -$6K
BSD
2900
DELISTED
The BlackRock Strategic Municipal Trust
BSD
– –
-108
Closed -$1K
114 115
116
117 118

Similar funds

ACMC
Anchor Capital Management Company Raleigh, North Carolina $92.7M AUM 19.36% 1-Year Est. Return
KA
Kore Advisors Boynton Beach, Florida $92.9M AUM 730.09% 1-Year Est. Return
SSCM
Seven Six Capital Management New York $93M AUM 12.51% 1-Year Est. Return
AW
Aspirean Wealth Mill Valley, California $92.1M AUM
MA
Marquette Associates Chicago, Illinois $91.9M AUM 13.47% 1-Year Est. Return
ITG
Index Technologies Group New York $91.8M AUM
TF
Telligent Fund Hong Kong $93.6M AUM 76.03% 1-Year Est. Return
KAM
Kazazian Asset Management Fort Lauderdale, Florida $91.5M AUM 35.36% 1-Year Est. Return

Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.