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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCTY
2626
The9 Ltd
NCTY
$71.9M
– –
-1
Closed -$1K
NDLS icon
2627
Noodles & Co
NDLS
$107M
– –
-14
Closed -$4K
NEN icon
2628
New England Realty Associates
NEN
– –
-384
Closed -$19K
NGNE icon
2629
Neurogene
NGNE
$712M
– –
-35
Closed -$7K
NKSH icon
2630
National Bankshares
NKSH
$268M
– –
-501
Closed -$15K
NMIH icon
2631
NMI Holdings
NMIH
$3.36B
– –
-13,253
Closed -$139K
NNY icon
2632
Nuveen New York Municipal Value Fund
NNY
$157M
– –
-172
Closed -$2K
NOAH
2633
Noah Holdings
NOAH
$603M
– –
-55
Closed -$1K
NRT
2634
North European Oil Royalty Trust
NRT
$81M
– –
-100
Closed -$2K
NSPR icon
2635
InspireMD
NSPR
$34.7M
– –
0
– -$1K
NTCT icon
2636
NETSCOUT
NTCT
$2.79B
– –
-1,642
Closed -$73K
NVGS icon
2637
Navigator Holdings
NVGS
$1.28B
– –
-100
Closed -$3K
NVMI
2638
Nova
NVMI
$12.5B
– –
-200
Closed -$2K
NWS icon
2639
News Corp Class B
NWS
$17.5B
– –
-371
Closed -$6K
NWSA icon
2640
News Corp Class A
NWSA
$15.4B
– –
-558
Closed -$10K
OLED icon
2641
Universal Display
OLED
$4.19B
– –
-74
Closed -$2K
OMER icon
2642
Omeros
OMER
$959M
– –
-100
Closed -$2K
ACH
2643
Accendra Health
ACH
$214M
– –
-241
Closed -$8K
OPY icon
2644
Oppenheimer Holdings
OPY
$1.2B
– –
-163
Closed -$4K
ORMP icon
2645
Oramed Pharmaceuticals
ORMP
$179M
– –
-901
Closed -$9K
OVBC icon
2646
Ohio Valley Banc Corp
OVBC
$205M
– –
-371
Closed -$8K
OVLY icon
2647
Oak Valley Bancorp
OVLY
$281M
– –
-300
Closed -$3K
OXLC
2648
Oxford Lane Capital
OXLC
$898M
– –
-101
Closed -$9K
PAAS icon
2649
Pan American Silver
PAAS
$21.6B
– –
-657
Closed -$10K
PAG icon
2650
Penske Automotive Group
PAG
$14.2B
– –
-453
Closed -$22K
104 105
106
107 108

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MA
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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.