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GSC

Ground Swell Capital Portfolio holdings

AUM $92.6M
1-Year Est. Return 41.64%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+41.64%
3 Year Est. Return
+71.08%
5 Year Est. Return
+78.79%
10 Year Est. Return
–
AUM
$52.9M
AUM Growth
+$1.41M
Cap. Flow
+$2.06M
Cap. Flow %
3.89%
Top 10 Hldgs %
13.1%
Holding
3,331
New
1,331
Increased
701
Reduced
298
Closed
933

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.15M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$733K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$409K
4
VTRS icon
Viatris
VTRS
+$384K
5
CHTR icon
Charter Communications
CHTR
+$347K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.1M
2
CMCSA icon
Comcast
CMCSA
+$1.09M
3
GSAT icon
Globalstar
GSAT
+$832K
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$780K
5
FXI icon
iShares China Large-Cap ETF
FXI
+$636K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Financials 13.45%
3 Healthcare 12.17%
4 Industrials 9.19%
5 Consumer Discretionary 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
2501
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-100
Closed -$1K
FRBA icon
2502
First Bank
FRBA
$454M
– –
-200
Closed -$1K
FRST icon
2503
Primis Financial Corp
FRST
$404M
– –
-121
Closed -$1K
FTHI icon
2504
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
– –
-199
Closed -$4K
FTQI icon
2505
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$940M
– –
-54
Closed -$1K
FUSB icon
2506
First US Bancshares
FUSB
$90.8M
– –
-600
Closed -$5K
FXA icon
2507
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
– –
-56
Closed -$5K
FXI icon
2508
iShares China Large-Cap ETF
FXI
$4.31B
– –
-17,176
Closed -$636K
FXZ icon
2509
First Trust Materials AlphaDEX Fund
FXZ
$386M
– –
-400
Closed -$14K
FYC icon
2510
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
– –
-120
Closed -$4K
GASS icon
2511
StealthGas
GASS
$319M
– –
-145
Closed -$2K
GBAB
2512
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
– –
-34
Closed -$1K
GBX icon
2513
The Greenbrier Companies
GBX
$1.46B
– –
-159
Closed -$9K
GDXJ icon
2514
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
– –
-1,177
Closed -$50K
GENC icon
2515
Gencor Industries
GENC
$212M
– –
-150
Closed -$1K
GERN icon
2516
Geron
GERN
$949M
– –
-2,333
Closed -$7K
GGB icon
2517
Gerdau
GGB
$9.7B
– –
-252
Closed -$1K
GIC icon
2518
Global Industrial
GIC
$1.49B
– –
-200
Closed -$3K
GLBS icon
2519
Globus Maritime Ltd
GLBS
$68.8M
– –
0
– -$1K
GLQ
2520
Clough Global Equity Fund
GLQ
$158M
– –
-40
Closed -$1K
GMF icon
2521
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
– –
-682
Closed -$56K
GNE icon
2522
Genie Energy
GNE
$383M
– –
-134
Closed -$1K
GNR icon
2523
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
– –
-1,665
Closed -$88K
GNRC icon
2524
Generac Holdings
GNRC
$12.5B
– –
-1,318
Closed -$64K
GOGO icon
2525
Gogo Inc
GOGO
$492M
– –
-96
Closed -$2K
99 100
101
102 103

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Ground Swell Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Ground Swell Capital held 3,331 positions worth $52.9M, up 2.7% from $51.5M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ground Swell Capital deployed $2.06M of net new capital in Q3 2014, opening 1,331 new positions and adding to 701 existing holdings. Its largest new stake was Apple: 87,600 shares worth $2.21M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Comcast, an estimated $1.09M trimmed.

  • Ground Swell Capital's largest Q3 2014 buy was Apple: 87,600 shares worth $2.21M.
  • Ground Swell Capital added most to Viatris in Q3 2014, an estimated $384K increase.
  • Ground Swell Capital's biggest Q3 2014 reduction was Comcast, cutting an estimated $1.09M.
  • Ground Swell Capital fully exited iShares Russell 2000 ETF in Q3 2014, selling an estimated $14.1M.
  • Ground Swell Capital's ten largest holdings make up 13% of its $52.9M portfolio in Q3 2014.
  • Ground Swell Capital opened 1,331 new positions and closed 933 in Q3 2014.
  • Ground Swell Capital's portfolio value rose 2.7% quarter-over-quarter to $52.9M.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.