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Grimes & Company Portfolio holdings

AUM $4.62B
1-Year Est. Return 29.71%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+29.71%
3 Year Est. Return
+66.17%
5 Year Est. Return
+73.59%
10 Year Est. Return
+287.63%
AUM
$747M
AUM Growth
-$1.07M
Cap. Flow
-$31.9M
Cap. Flow %
-4.27%
Top 10 Hldgs %
38.23%
Holding
234
New
17
Increased
62
Reduced
88
Closed
28

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$19.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18.1M
3
NVO
Novo Nordisk
NVO
+$9.54M
4
IYW icon
iShares US Technology ETF
IYW
+$8.09M
5
DIS icon
Walt Disney
DIS
+$6.85M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$41.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$36.5M
3
ROK icon
Rockwell Automation
ROK
+$7.6M
4
BLK icon
Blackrock
BLK
+$7.49M
5
EMC
EMC CORPORATION
EMC
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 13.61%
2 Healthcare 7.47%
3 Consumer Discretionary 7.13%
4 Industrials 6.6%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
201
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
– –
-7,209
Closed -$520K
FXB icon
202
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
– –
-1,550
Closed -$202K
GEN icon
203
Gen Digital
GEN
$16.3B
– –
-175,300
Closed -$3.6M
HAL icon
204
Halliburton
HAL
$26.4B
– –
-4,927
Closed -$223K
HDGE icon
205
AdvisorShares Ranger Equity Bear ETF
HDGE
$59.8M
– –
-5,123
Closed -$543K
IAU icon
206
iShares Gold Trust
IAU
$63.8B
– –
-29,961
Closed -$765K
IYE icon
207
iShares US Energy ETF
IYE
$1.73B
– –
-106,883
Closed -$4.1M
LHX icon
208
L3Harris
LHX
$50.7B
– –
-31,279
Closed -$2.61M
MUSA icon
209
Murphy USA
MUSA
$11.4B
– –
-2,774
Closed -$206K
ROK icon
210
Rockwell Automation
ROK
$52.4B
– –
-66,215
Closed -$7.6M
SCHO icon
211
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-92,314
Closed -$2.35M
STX icon
212
Seagate
STX
$193B
– –
-172,443
Closed -$4.2M
MUI
213
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-13,192
Closed -$201K
LSI
214
DELISTED
Life Storage, Inc.
LSI
– –
-3,330
Closed -$233K
RDS.A
215
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,996
Closed -$221K
BSD
216
DELISTED
The BlackRock Strategic Municipal Trust
BSD
– –
-12,800
Closed -$200K
MUH
217
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-11,900
Closed -$202K
DNO
218
DELISTED
United States Short Oil Fund
DNO
– –
-5,076
Closed -$343K
EMC
219
DELISTED
EMC CORPORATION
EMC
– –
-220,622
Closed -$5.99M
BRF
220
DELISTED
BLACKROCK FL INSD MUNI 2008 TR
BRF
– –
-23,372
Closed -$351K
WGAT
221
DELISTED
WORLDGATE COMMUNICATIONS
WGAT
$0 ﹤0.01%
164,605
– –
UN
222
DELISTED
Unilever NV New York Registry Shares
UN
– –
-4,294
Closed -$201K
5 6 7 8
9

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ANTB
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VCM
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ACM
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AG
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KCM
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SCM
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Grimes & Company's Q3 2016 Portfolio in Review

As of Q3 2016, Grimes & Company held 234 positions worth $747M, down 0.14% from $748M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Grimes & Company withdrew a net $31.9M in Q3 2016, closing 28 positions and reducing 88 holdings. Its most notable exit was Rockwell Automation, an estimated $7.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Grimes & Company opened a new position in Novo Nordisk worth $8M.

  • Grimes & Company's largest Q3 2016 buy was Novo Nordisk: 384,724 shares worth $8M.
  • Grimes & Company added most to iShares Core MSCI EAFE ETF in Q3 2016, an estimated $19.1M increase.
  • Grimes & Company's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $41.4M.
  • Grimes & Company fully exited Rockwell Automation in Q3 2016, selling an estimated $7.6M.
  • Grimes & Company's ten largest holdings make up 38% of its $747M portfolio in Q3 2016.
  • Grimes & Company opened 17 new positions and closed 28 in Q3 2016.
  • Grimes & Company's portfolio value fell 0.14% quarter-over-quarter to $747M.

Based on Grimes & Company's 13F filing for Q3 2016, filed 24 Oct 2016.