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GLA

Great Lakes Advisors Portfolio holdings

AUM $12.1B
1-Year Est. Return 29.3%
This Fund
S&P 500
This Quarter Est. Return
+11.22%
1 Year Est. Return
+29.3%
3 Year Est. Return
+85.9%
5 Year Est. Return
+114.32%
10 Year Est. Return
+414.57%
AUM
$2.2B
AUM Growth
-$21.8M
Cap. Flow
-$225M
Cap. Flow %
-10.19%
Top 10 Hldgs %
28.94%
Holding
433
New
55
Increased
71
Reduced
207
Closed
76

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$14.6M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$14M
3
TYN
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
+$6.82M
4
EMF
Templeton Emerging Markets Fund
EMF
+$2.37M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.09M

Top Sells

Rank Stock Value
1
HIG icon
Hartford Financial Services
HIG
+$17.2M
2
XOM icon
ExxonMobil
XOM
+$11.4M
3
CVX icon
Chevron
CVX
+$6.66M
4
ABBV icon
AbbVie
ABBV
+$6.51M
5
MMM icon
3M
MMM
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 26.33%
2 Financials 18.45%
3 Consumer Staples 16.26%
4 Energy 11.39%
5 Healthcare 7.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$324B
$31.7M 1.44%
663,534
-55,840
-8% -$2.55M
SE
27
DELISTED
Spectra Energy Corp Wi
SE
$30.8M 1.4%
863,825
-24,299
-3% -$836K
GAS
28
DELISTED
AGL Resources Inc
GAS
$30M 1.36%
634,557
-21,779
-3% -$1.01M
EMR icon
29
Emerson Electric
EMR
$82.9B
$29.8M 1.35%
424,592
-28,412
-6% -$1.9M
PCL
30
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$29.6M 1.34%
635,943
-14,699
-2% -$673K
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.07T
$28.8M 1.31%
162
-9
-5% -$1.56M
MO icon
32
Altria Group
MO
$122B
$26.5M 1.2%
689,978
-21,648
-3% -$799K
DUK icon
33
Duke Energy
DUK
$102B
$25.5M 1.15%
368,871
-10,994
-3% -$769K
NSC icon
34
Norfolk Southern
NSC
$78.8B
$25M 1.14%
269,508
-6,903
-2% -$592K
PEG icon
35
Public Service Enterprise Group
PEG
$39.8B
$24.7M 1.12%
770,153
-33,526
-4% -$1.11M
MDLZ icon
36
Mondelez International
MDLZ
$77.7B
$24.5M 1.11%
694,083
-17,395
-2% -$578K
RDS.A
37
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$23.9M 1.09%
335,685
-24,083
-7% -$1.62M
PSX icon
38
Phillips 66
PSX
$82.9B
$23.6M 1.07%
306,029
-13,190
-4% -$880K
ABT icon
39
Abbott
ABT
$180B
$19.4M 0.88%
506,391
-129,012
-20% -$4.76M
HIG icon
40
Hartford Financial Services
HIG
$38.5B
$19.3M 0.88%
534,013
-500,381
-48% -$17.2M
PRU icon
41
Prudential Financial
PRU
$41.7B
$19.1M 0.87%
207,298
+171,283
+476% +$14.6M
ABBV icon
42
AbbVie
ABBV
$458B
$18.6M 0.84%
351,777
-132,425
-27% -$6.51M
ITW icon
43
Illinois Tool Works
ITW
$81.4B
$18.1M 0.82%
214,800
-4,853
-2% -$383K
C icon
44
Citigroup
C
$222B
$17.6M 0.8%
338,547
+696
+0.2% +$35.2K
PEP icon
45
PepsiCo
PEP
$186B
$17.1M 0.78%
206,723
-50,035
-19% -$4.15M
BAC icon
46
Bank of America
BAC
$435B
$15.8M 0.72%
1,012,115
-31,755
-3% -$471K
JCI icon
47
Johnson Controls International
JCI
$87.5B
$15.7M 0.71%
292,259
-12,092
-4% -$595K
AAPL icon
48
Apple
AAPL
$4.89T
$15.3M 0.69%
761,824
-210,756
-22% -$3.98M
SLB icon
49
SLB Ltd
SLB
$77.8B
$14.8M 0.67%
164,553
-14,299
-8% -$1.29M
KRFT
50
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$13.2M 0.6%
244,037
+214
+0.1% +$11.4K
1
2
3 4 5

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Great Lakes Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Great Lakes Advisors held 433 positions worth $2.2B, down 0.98% from $2.23B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Great Lakes Advisors withdrew a net $225M in Q4 2013, closing 76 positions and reducing 207 holdings. Its most notable exit was Wintrust Financial, an estimated $2.33M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, up from 24% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Great Lakes Advisors opened a new position in TORTOISE NORTH AMERICAN ENERGY CORPORATION COM worth $694K.

  • Great Lakes Advisors's largest Q4 2013 buy was TORTOISE NORTH AMERICAN ENERGY CORPORATION COM: 250,000 shares worth $694K.
  • Great Lakes Advisors added most to Prudential Financial in Q4 2013, an estimated $14.6M increase.
  • Great Lakes Advisors's biggest Q4 2013 reduction was Hartford Financial Services, cutting an estimated $17.2M.
  • Great Lakes Advisors fully exited Wintrust Financial in Q4 2013, selling an estimated $2.33M.
  • Great Lakes Advisors's ten largest holdings make up 29% of its $2.2B portfolio in Q4 2013.
  • Great Lakes Advisors opened 55 new positions and closed 76 in Q4 2013.
  • Great Lakes Advisors's portfolio value fell 0.98% quarter-over-quarter to $2.2B.

Based on Great Lakes Advisors's 13F filing for Q4 2013, filed 24 Feb 2014.