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GLA

Great Lakes Advisors Portfolio holdings

AUM $12.1B
1-Year Est. Return 29.3%
This Fund
S&P 500
This Quarter Est. Return
+11.22%
1 Year Est. Return
+29.3%
3 Year Est. Return
+85.9%
5 Year Est. Return
+114.32%
10 Year Est. Return
+414.57%
AUM
$2.2B
AUM Growth
-$21.8M
Cap. Flow
-$225M
Cap. Flow %
-10.19%
Top 10 Hldgs %
28.94%
Holding
433
New
55
Increased
71
Reduced
207
Closed
76

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$14.6M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$14M
3
TYN
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
+$6.82M
4
EMF
Templeton Emerging Markets Fund
EMF
+$2.37M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.09M

Top Sells

Rank Stock Value
1
HIG icon
Hartford Financial Services
HIG
+$17.2M
2
XOM icon
ExxonMobil
XOM
+$11.4M
3
CVX icon
Chevron
CVX
+$6.66M
4
ABBV icon
AbbVie
ABBV
+$6.51M
5
MMM icon
3M
MMM
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 26.33%
2 Financials 18.45%
3 Consumer Staples 16.26%
4 Energy 11.39%
5 Healthcare 7.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGN
401
DELISTED
Energen
EGN
– –
-4,607
Closed -$352K
WIN
402
DELISTED
Windstream Holdings Inc
WIN
– –
-1,861
Closed -$116K
VAL
403
DELISTED
Valspar
VAL
– –
-5,170
Closed -$328K
FNFG
404
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-32,072
Closed -$332K
HSP
405
DELISTED
HOSPIRA INC
HSP
– –
-5,301
Closed -$208K
OCR
406
DELISTED
OMNICARE INC
OCR
– –
-4,600
Closed -$255K
JOSB
407
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
– –
-6,273
Closed -$275K
COV
408
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-12,000
Closed -$731K
TYC
409
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-8,731
Closed -$320K
CKH
410
DELISTED
Seacor Holdings Inc.
CKH
– –
-4,548
Closed -$398K
FCH
411
DELISTED
Felcor Lodging Trust
FCH
– –
-13,120
Closed -$81K
NIHD
412
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-17,615
Closed -$107K
13 14 15 16
17

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Great Lakes Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Great Lakes Advisors held 433 positions worth $2.2B, down 0.98% from $2.23B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Great Lakes Advisors withdrew a net $225M in Q4 2013, closing 76 positions and reducing 207 holdings. Its most notable exit was Wintrust Financial, an estimated $2.33M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, up from 24% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Great Lakes Advisors opened a new position in TORTOISE NORTH AMERICAN ENERGY CORPORATION COM worth $694K.

  • Great Lakes Advisors's largest Q4 2013 buy was TORTOISE NORTH AMERICAN ENERGY CORPORATION COM: 250,000 shares worth $694K.
  • Great Lakes Advisors added most to Prudential Financial in Q4 2013, an estimated $14.6M increase.
  • Great Lakes Advisors's biggest Q4 2013 reduction was Hartford Financial Services, cutting an estimated $17.2M.
  • Great Lakes Advisors fully exited Wintrust Financial in Q4 2013, selling an estimated $2.33M.
  • Great Lakes Advisors's ten largest holdings make up 29% of its $2.2B portfolio in Q4 2013.
  • Great Lakes Advisors opened 55 new positions and closed 76 in Q4 2013.
  • Great Lakes Advisors's portfolio value fell 0.98% quarter-over-quarter to $2.2B.

Based on Great Lakes Advisors's 13F filing for Q4 2013, filed 24 Feb 2014.