GL

Governors Lane Portfolio holdings

AUM $731M
1-Year Return 17.73%
This Quarter Return
+17.88%
1 Year Return
+17.73%
3 Year Return
+72.38%
5 Year Return
+147.3%
10 Year Return
–
AUM
$572M
AUM Growth
-$137M
Cap. Flow
-$162M
Cap. Flow %
-28.29%
Top 10 Hldgs %
63.69%
Holding
70
New
15
Increased
4
Reduced
4
Closed
21

Top Buys

1
AGN
Allergan plc
AGN
$60.8M
2
TIF
Tiffany & Co.
TIF
$53.4M
3
SRTA
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$14.7M
4
THOR
Synthorx, Inc. Common Stock
THOR
$12.2M
5
HCCOU
Healthcare Merger Corp. Units
HCCOU
$10.4M

Top Sells

1
CELG
Celgene Corp
CELG
$125M
2
VRT icon
Vertiv
VRT
$36.5M
3
AABA
Altaba Inc. Common Stock
AABA
$25.9M
4
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$22.8M
5
ACEL icon
Accel Entertainment
ACEL
$21.4M

Sector Composition

1 Healthcare 32.91%
2 Consumer Discretionary 15.3%
3 Consumer Staples 7.48%
4 Industrials 5.74%
5 Communication Services 5.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CWEN icon
51
Clearway Energy Class C
CWEN
$3.38B
– –
-450,503
Closed -$8.22M
DRH icon
52
DiamondRock Hospitality
DRH
$1.76B
– –
-422,382
Closed -$4.33M
HHH icon
53
Howard Hughes
HHH
$4.69B
– –
-74,375
Closed -$9.19M
IMVT icon
54
Immunovant
IMVT
$2.99B
– –
-828,004
Closed -$8.21M
IWM icon
55
iShares Russell 2000 ETF
IWM
$67.8B
– –
0
– –
REZI icon
56
Resideo Technologies
REZI
$5.32B
– –
-798,718
Closed -$11.5M
SPCE icon
57
Virgin Galactic
SPCE
$185M
– –
-35,426
Closed -$7.58M
TMUS icon
58
T-Mobile US
TMUS
$284B
– –
-118,165
Closed -$9.31M
VRT icon
59
Vertiv
VRT
$47.4B
– –
-3,574,449
Closed -$36.5M
APXTU
60
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-1,000,000
Closed -$10.2M
EXPCU
61
DELISTED
Experience Investment Corp. Unit
EXPCU
– –
-1,500,000
Closed -$15M
HSACW
62
DELISTED
Health Sciences Acquisitions Corporation Warrants
HSACW
– –
-828,004
Closed -$696K
RWGE.WS
63
DELISTED
Regalwood Global Energy Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
RWGE.WS
– –
-452,519
Closed -$260K
RWGE
64
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
– –
-1,470,000
Closed -$15.2M
TPGH.WS
65
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-346,349
Closed -$597K
STNL
66
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
– –
-2,220,000
Closed -$22.8M
STNLW
67
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
– –
-439,219
Closed -$152K
WLH
68
DELISTED
WILLIAM LYON HOMES
WLH
– –
-420,892
Closed -$8.57M
CELG
69
DELISTED
Celgene Corp
CELG
– –
-1,260,064
Closed -$125M
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