GL

Governors Lane Portfolio holdings

AUM $731M
1-Year Return 17.73%
This Quarter Return
+17.88%
1 Year Return
+17.73%
3 Year Return
+72.38%
5 Year Return
+147.3%
10 Year Return
–
AUM
$572M
AUM Growth
-$137M
Cap. Flow
-$162M
Cap. Flow %
-28.29%
Top 10 Hldgs %
63.69%
Holding
70
New
15
Increased
4
Reduced
4
Closed
21

Top Buys

1
AGN
Allergan plc
AGN
$60.8M
2
TIF
Tiffany & Co.
TIF
$53.4M
3
SRTA
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$14.7M
4
THOR
Synthorx, Inc. Common Stock
THOR
$12.2M
5
HCCOU
Healthcare Merger Corp. Units
HCCOU
$10.4M

Top Sells

1
CELG
Celgene Corp
CELG
$125M
2
VRT icon
Vertiv
VRT
$36.5M
3
AABA
Altaba Inc. Common Stock
AABA
$25.9M
4
STNL
Sentinel Energy Services Inc. Class A Common Stock
STNL
$22.8M
5
ACEL icon
Accel Entertainment
ACEL
$21.4M

Sector Composition

1 Healthcare 32.91%
2 Consumer Discretionary 15.3%
3 Consumer Staples 7.48%
4 Industrials 5.74%
5 Communication Services 5.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AXE
26
DELISTED
Anixter International Inc
AXE
$6.65M 1.07%
+72,194
New +$6.65M
INXN
27
DELISTED
Interxion Holding N.V.
INXN
$6.06M 0.98%
+72,300
New +$6.06M
TMQ
28
Trilogy Metals
TMQ
$302M
$4.83M 0.78%
1,858,839
– –
MIC
29
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.07M 0.66%
+94,900
New +$4.07M
BMY.RT
30
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$2.91M 0.47%
+965,464
New +$2.91M
DEACW
31
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$2.39M 0.39%
999,999
– –
GSAH.WS
32
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$1.83M 0.3%
794,322
-397,161
-33% -$916K
IMVTW
33
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
$1.66M 0.27%
+828,004
New +$1.66M
CPAAW
34
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$1.05M 0.17%
609,750
– –
ACEL.WS
35
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
$1.02M 0.16%
+346,349
New +$1.02M
GMHIW
36
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$958K 0.15%
639,037
– –
ARYAW
37
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
$932K 0.15%
479,305
– –
CCH.WS
38
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$875K 0.14%
638,973
– –
HYACW
39
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$631K 0.1%
447,309
– –
AVPTW
40
DELISTED
AvePoint Inc Warrant
AVPTW
$575K 0.09%
+500,000
New +$575K
LOTZW
41
DELISTED
CarLotz, Inc. Warrant
LOTZW
$550K 0.09%
733,666
– –
NEBUW
42
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$486K 0.08%
369,459
– –
CCX.WS
43
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$455K 0.07%
319,373
– –
SRTAW
44
Strata Critical Medical, Inc. Warrants
SRTAW
$2.13M
$398K 0.06%
+500,000
New +$398K
OAC.WS
45
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$366K 0.06%
400,000
– –
THWWW
46
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$301K 0.05%
578,756
– –
STRDW
47
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$77K 0.01%
217,000
– –
IPOA.WS
48
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-461,799
Closed -$1.15M
AABA
49
DELISTED
Altaba Inc. Common Stock
AABA
– –
-1,330,700
Closed -$25.9M
ACEL icon
50
Accel Entertainment
ACEL
$967M
– –
-2,078,114
Closed -$21.4M
1
2
3