Goldman Sachs Portfolio holdings
Goldman Sachs, founded in 1869 by Marcus Goldman and later joined by Samuel Sachs, is a premier global investment bank headquartered in New York City, renowned for its influential role in financial markets. The firm provides a wide range of services, including investment banking (mergers, acquisitions, and underwriting), securities trading, asset management, and consumer banking through its Marcus platform, catering to corporations, governments, institutions, and high-net-worth individuals. Known for its elite status on Wall Street, Goldman Sachs has a history of navigating major economic events, from the Great Depression to the 2008 financial crisis, where it played a controversial yet pivotal role. With a strong emphasis on innovation and a global footprint, it manages billions in assets and remains a powerhouse in shaping economic policy and market trends.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$868M |
| 2 |
Alibaba
BABA
|
+$555M |
| 3 |
General Motors
GM
|
+$538M |
| 4 |
Visa
V
|
+$535M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$488M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$657M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$640M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$438M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$366M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$359M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.42% |
| 2 | Financials | 8.22% |
| 3 | Energy | 6.82% |
| 4 | Healthcare | 6.79% |
| 5 | Consumer Discretionary | 6.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UNXL
5801
DELISTED
Uni-Pixel, Inc.
UNXL
| $171K | ﹤0.01% |
102,566
-27,752
| -21% | -$40K |
|
|
ESPR
5802
CALL
DELISTED
Esperion Therapeutics
ESPR
| $170K | ﹤0.01% |
12,300
+7,600
| +162% | +$86.1K |
|
5803
CALL
Ezcorp Inc
EZPW
$1.79B
| $170K | ﹤0.01% |
15,400
+11,600
| +305% | +$112K |
|
5804
Hovnanian Enterprises
HOV
$779M
| $170K | ﹤0.01% |
4,028
+1,213
| +43% | +$53.5K |
|
5805
McEwen Inc
MUX
$1B
| $170K | ﹤0.01% |
4,629
+2,385
| +106% | +$98.3K |
|
5806
CALL
Texas Capital Bancshares
TCBI
$4.28B
| $170K | ﹤0.01% |
3,100
-1,100
| -26% | -$55.4K |
|
|
AL
5807
PUT
DELISTED
Air Lease Corp
AL
| $169K | ﹤0.01% |
5,900
+5,800
| +5,800% | +$164K |
|
5808
Nature's Sunshine
NATR
$362M
| $169K | ﹤0.01% |
10,567
-6,108
| -37% | -$79.7K |
|
|
CVA
5809
CALL
DELISTED
Covanta Holding Corporation
CVA
| $169K | ﹤0.01% |
11,000
+4,600
| +72% | +$71.5K |
|
|
TEP
5810
CALL
DELISTED
Tallgrass Energy Partners, LP
TEP
| $169K | ﹤0.01% |
3,500
-12,500
| -78% | -$582K |
|
|
HAR
5811
CALL
DELISTED
Harman International Industries
HAR
| $169K | ﹤0.01% |
2,000
| – | – |
|
|
CVSA
5812
CALL
Covista Inc
CVSA
$4.55B
| $168K | ﹤0.01% |
7,300
-132,100
| -95% | -$2.95M |
|
5813
PUT
CNO Financial Group
CNO
$4.94B
| $168K | ﹤0.01% |
11,000
-1,400
| -11% | -$22.8K |
|
5814
PUT
Frontline
FRO
$8.71B
| $168K | ﹤0.01% |
23,500
+10,400
| +79% | +$80.4K |
|
|
IOC
5815
PUT
DELISTED
Interoil Corporation
IOC
| $168K | ﹤0.01% |
3,300
-8,800
| -73% | -$431K |
|
|
OSIR
5816
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
| $168K | ﹤0.01% |
33,927
-16,494
| -33% | -$84.4K |
|
5817
Adecoagro
AGRO
$1.4B
| $167K | ﹤0.01% |
14,680
-56,428
| -79% | -$596K |
|
|
DCH
5818
PUT
Dauch Corp
DCH
$1.31B
| $167K | ﹤0.01% |
9,700
-8,700
| -47% | -$146K |
|
|
EARN
5819
Ellington Residential Mortgage REIT
EARN
$166M
| $167K | ﹤0.01% |
+12,896
| New | +$175K |
|
5820
PennantPark Floating Rate Capital
PFLT
$698M
| $167K | ﹤0.01% |
12,642
+289
| +2% | +$3.72K |
|
|
DMTX
5821
DELISTED
Dimension Therapeutics, Inc
DMTX
| $167K | ﹤0.01% |
20,899
-75,823
| -78% | -$548K |
|
5822
Banco Bradesco
BBDO
$33.8B
| $166K | ﹤0.01% |
30,451
| – | – |
|
5823
Primis Financial Corp
FRST
$399M
| $166K | ﹤0.01% |
+12,708
| New | +$162K |
|
5824
Oxford Square Capital
OXSQ
$150M
| $166K | ﹤0.01% |
28,437
+8,426
| +42% | +$49.5K |
|
5825
Assembly Biosciences
ASMB
$498M
| $165K | ﹤0.01% |
1,908
-127
| -6% | -$9.81K |
|
Similar funds
Goldman Sachs's Q3 2016 Portfolio in Review
As of Q3 2016, Goldman Sachs held 7,501 positions worth $330B, up 7.8% from $306B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Goldman Sachs's Q3 2016 filing shows 485 new, 3,397 increased, 2,771 reduced and 504 closed positions. Its largest new stake was Fortive: 3,848,837 shares worth $124M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $657M.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 7.5% a quarter earlier, followed by Financials and Energy.
- Goldman Sachs's largest Q3 2016 buy was Fortive: 3,848,837 shares worth $124M.
- Goldman Sachs added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $868M increase.
- Goldman Sachs's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $657M.
- Goldman Sachs fully exited EMC CORPORATION in Q3 2016, selling an estimated $438M.
- Goldman Sachs's ten largest holdings make up 15% of its $330B portfolio in Q3 2016.
- Goldman Sachs opened 485 new positions and closed 504 in Q3 2016.
- Goldman Sachs's portfolio value rose 7.8% quarter-over-quarter to $330B.
Based on Goldman Sachs's 13F filing for Q3 2016, filed 14 Nov 2016.