Goldman Sachs’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q1
Sell
-69,983
Closed -$589K 4760
2015
Q4
$589K Sell
69,983
-14,371
-17% -$121K ﹤0.01% 3164
2015
Q3
$353K Buy
84,354
+65,354
+344% +$273K ﹤0.01% 3509
2015
Q2
$100K Hold
19,000
﹤0.01% 4300
2015
Q1
$117K Buy
+19,000
New +$117K ﹤0.01% 4109