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Gofen & Glossberg Portfolio holdings

AUM $3.89B
1-Year Est. Return 11.97%
This Fund
S&P 500
This Quarter Est. Return
+11.64%
1 Year Est. Return
-11.97%
3 Year Est. Return
+36.4%
5 Year Est. Return
+73.95%
10 Year Est. Return
–
AUM
$3.89B
AUM Growth
+$351M
Cap. Flow
-$10.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
28.74%
Holding
628
New
50
Increased
217
Reduced
213
Closed
26

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$2.55M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$1.39M
3
EL icon
Estee Lauder
EL
+$1.26M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$1.19M
5
USB icon
US Bancorp
USB
+$999K

Top Sells

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$2.8M
2
ALLY icon
Ally Financial
ALLY
+$2.73M
3
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$2.48M
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.12M
5
PYPL icon
PayPal
PYPL
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 16.97%
3 Financials 12.55%
4 Consumer Staples 9.62%
5 Industrials 8.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXRT
451
DELISTED
Vaxart
VXRT
$18K ﹤0.01%
18,325
– –
TIO
452
DELISTED
Tingo Group, Inc. Common Stock
TIO
$17K ﹤0.01%
20,000
– –
BCEL
453
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
$16K ﹤0.01%
20,000
-5,000
-20% -$6.36K
LFLY
454
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$16K ﹤0.01%
1,250
+750
+150% +$10.9K
REAL icon
455
The RealReal
REAL
$1.44B
$13K ﹤0.01%
10,000
– –
NWBO
456
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$10K ﹤0.01%
12,740
– –
NYMX
457
DELISTED
Nymox Pharmaceutical Corp
NYMX
$7K ﹤0.01%
25,000
-25,000
-50% -$9.05K
LFLYW
458
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$3K ﹤0.01%
64,725
+54,725
+547% +$5.32K
MAPSW
459
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$2K ﹤0.01%
+18,500
New +$5.23K
BNL icon
460
Broadstone Net Lease
BNL
$4.38B
– –
-11,516
Closed -$183K
DBC icon
461
Invesco DB Commodity Index Tracking Fund
DBC
$1.7B
– –
-11,151
Closed -$267K
DJIA icon
462
Global X Dow 30 Covered Call ETF
DJIA
$183M
– –
-40,000
Closed -$812K
GMOM icon
463
Cambria Global Momentum ETF
GMOM
$69.5M
– –
-14,659
Closed -$415K
HYG icon
464
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
– –
-3,856
Closed -$275K
IMCC
465
IM Cannabis
IMCC
$1.23M
– –
-333
Closed -$8K
IVOL icon
466
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$275M
– –
-24,312
Closed -$539K
KMX icon
467
CarMax
KMX
$8.18B
– –
-3,073
Closed -$203K
MUB icon
468
iShares National Muni Bond ETF
MUB
$45.4B
– –
-1,988
Closed -$204K
PBW icon
469
Invesco WilderHill Clean Energy ETF
PBW
$422M
– –
-4,329
Closed -$209K
PHG icon
470
Philips
PHG
$25.8B
– –
-14,598
Closed -$192K
REET icon
471
iShares Global REIT ETF
REET
$5.06B
– –
-12,709
Closed -$270K
RYLD icon
472
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
– –
-25,807
Closed -$476K
SCHC icon
473
Schwab International Small-Cap Equity ETF
SCHC
$5.37B
– –
-9,416
Closed -$261K
TLT icon
474
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
– –
-4,631
Closed -$474K
FUV
475
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-550
Closed -$15K
16 17 18
19
20

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AIM
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AAM
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ZCA
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GJIC
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SBL
Sargent Bickham Lagudis Boulder, Colorado $1.22B AUM 14.94% 1-Year Est. Return
RCAMU
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TFS
TrustCore Financial Services Brentwood, Tennessee $1.14B AUM 13.32% 1-Year Est. Return
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Seeyond Paris, France $1.03B AUM 9.64% 1-Year Est. Return

Gofen & Glossberg's Q4 2022 Portfolio in Review

As of Q4 2022, Gofen & Glossberg held 628 positions worth $3.89B, up 9.9% from $3.54B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Gofen & Glossberg's Q4 2022 filing shows 50 new, 217 increased, 213 reduced and 26 closed positions. Its largest new stake was JPMorgan Equity Premium Income ETF: 47,029 shares worth $2.56M. The largest sale was Fiserv Inc, an estimated $2.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

  • Gofen & Glossberg's largest Q4 2022 buy was JPMorgan Equity Premium Income ETF: 47,029 shares worth $2.56M.
  • Gofen & Glossberg added most to iShares 0-5 Year TIPS Bond ETF in Q4 2022, an estimated $1.39M increase.
  • Gofen & Glossberg's biggest Q4 2022 reduction was Fiserv Inc, cutting an estimated $2.8M.
  • Gofen & Glossberg fully exited Global X Dow 30 Covered Call ETF in Q4 2022, selling an estimated $812K.
  • Gofen & Glossberg's ten largest holdings make up 29% of its $3.89B portfolio in Q4 2022.
  • Gofen & Glossberg opened 50 new positions and closed 26 in Q4 2022.
  • Gofen & Glossberg's portfolio value rose 9.9% quarter-over-quarter to $3.89B.

Based on Gofen & Glossberg's 13F filing for Q4 2022, filed 13 Jan 2023.