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GG

Gofen & Glossberg Portfolio holdings

AUM $3.89B
1-Year Est. Return 11.97%
This Fund
S&P 500
This Quarter Est. Return
+2.59%
1 Year Est. Return
-11.97%
3 Year Est. Return
+36.4%
5 Year Est. Return
+73.95%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$20.7M
Cap. Flow
-$31.4M
Cap. Flow %
-1.3%
Top 10 Hldgs %
23.25%
Holding
475
New
12
Increased
88
Reduced
231
Closed
12

Top Buys

Rank Stock Value
1
PSA icon
Public Storage
PSA
+$2.57M
2
FTV icon
Fortive
FTV
+$2.51M
3
AAPL icon
Apple
AAPL
+$2.37M
4
DELL icon
Dell
DELL
+$1.96M
5
HIO
Western Asset High Income Opportunity Fund
HIO
+$1.52M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$12.2M
2
DHR icon
Danaher
DHR
+$5.3M
3
GAS
AGL Resources Inc
GAS
+$3.13M
4
MHY
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
+$1.38M
5
IBM icon
IBM
IBM
+$1.26M

Sector Composition

Rank Sector Weight
1 Healthcare 16.62%
2 Consumer Staples 12.45%
3 Financials 11.33%
4 Industrials 11.03%
5 Technology 10.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
351
DNP Select Income Fund
DNP
$4.15B
$124K 0.01%
12,073
– –
NYMX
352
DELISTED
Nymox Pharmaceutical Corp
NYMX
$82K ﹤0.01%
25,000
– –
SRNE
353
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$77K ﹤0.01%
10,000
– –
LYG icon
354
Lloyds Banking Group
LYG
$88.2B
$57K ﹤0.01%
19,800
-283
-1% -$841
NWG icon
355
NatWest
NWG
$71.9B
$51K ﹤0.01%
10,214
– –
LTS
356
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$46K ﹤0.01%
20,000
– –
CIE
357
DELISTED
Cobalt International Energy, Inc
CIE
$46K ﹤0.01%
2,494
+67
+3% +$1.24K
TVIA
358
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$36K ﹤0.01%
13,000
– –
AMRS
359
DELISTED
Amyris Inc.
AMRS
$23K ﹤0.01%
2,667
– –
ROX
360
DELISTED
Castle Brands, Inc.
ROX
$9K ﹤0.01%
10,000
– –
QUIK icon
361
QuickLogic
QUIK
$220M
$8K ﹤0.01%
714
– –
SUNE
362
DELISTED
SUNEDISON, INC COM
SUNE
$6K ﹤0.01%
117,500
+100,000
+571% +$5.11K
DOC icon
363
Healthpeak Properties
DOC
$15.3B
– –
-6,423
Closed -$207K
XLF icon
364
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
– –
-10,338
Closed -$207K
EMC
365
DELISTED
EMC CORPORATION
EMC
– –
-447,744
Closed -$12.2M
ECTY
366
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
100,000
– –
HOT
367
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-2,981
Closed -$220K
MHY
368
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-292,500
Closed -$1.38M
DWRE
369
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-6,820
Closed -$511K
SED
370
DELISTED
SED INTERNATIONAL HLDGS INC
SED
$0 ﹤0.01%
20,000
– –
GAS
371
DELISTED
AGL Resources Inc
GAS
– –
-47,431
Closed -$3.13M
CERE
372
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
– –
-13,750
Closed -$5K
11 12 13 14
15

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AIM
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AAM
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ZCA
Zeke Capital Advisors Berwyn, Pennsylvania $1.53B AUM 17.37% 1-Year Est. Return
GJIC
Gamble Jones Investment Counsel Pasadena, California $1.33B AUM 11.55% 1-Year Est. Return
SBL
Sargent Bickham Lagudis Boulder, Colorado $1.22B AUM 14.94% 1-Year Est. Return
RCAMU
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TFS
TrustCore Financial Services Brentwood, Tennessee $1.14B AUM 13.32% 1-Year Est. Return
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Gofen & Glossberg's Q3 2016 Portfolio in Review

As of Q3 2016, Gofen & Glossberg held 475 positions worth $2.41B, up 0.87% from $2.39B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Gofen & Glossberg's Q3 2016 filing shows 12 new, 88 increased, 231 reduced and 12 closed positions. Its largest new stake was Fortive: 78,327 shares worth $2.51M. The largest sale was EMC CORPORATION, an estimated $12.2M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 17% a quarter earlier, followed by Consumer Staples and Financials.

  • Gofen & Glossberg's largest Q3 2016 buy was Fortive: 78,327 shares worth $2.51M.
  • Gofen & Glossberg added most to Public Storage in Q3 2016, an estimated $2.57M increase.
  • Gofen & Glossberg's biggest Q3 2016 reduction was Danaher, cutting an estimated $5.3M.
  • Gofen & Glossberg fully exited EMC CORPORATION in Q3 2016, selling an estimated $12.2M.
  • Gofen & Glossberg's ten largest holdings make up 23% of its $2.41B portfolio in Q3 2016.
  • Gofen & Glossberg opened 12 new positions and closed 12 in Q3 2016.
  • Gofen & Glossberg's portfolio value rose 0.87% quarter-over-quarter to $2.41B.

Based on Gofen & Glossberg's 13F filing for Q3 2016, filed 11 Oct 2016.