GG

Gofen & Glossberg Portfolio holdings

AUM $3.89B
1-Year Return 11.97%
This Quarter Return
+1.1%
1 Year Return
-11.97%
3 Year Return
+36.42%
5 Year Return
+73.97%
10 Year Return
–
AUM
$2.35B
AUM Growth
+$43M
Cap. Flow
+$31.9M
Cap. Flow %
1.36%
Top 10 Hldgs %
22.85%
Holding
490
New
33
Increased
187
Reduced
130
Closed
18

Top Buys

1
CB icon
Chubb
CB
$3.55M
2
BA icon
Boeing
BA
$3.42M
3
SRCL
Stericycle Inc
SRCL
$2.99M
4
AAPL icon
Apple
AAPL
$2.98M
5
META icon
Meta Platforms (Facebook)
META
$2.3M

Top Sells

1
CB
CHUBB CORPORATION
CB
$6.19M
2
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
$1.8M
3
EBAY icon
eBay
EBAY
$1.8M
4
IBM icon
IBM
IBM
$1.36M
5
EMR icon
Emerson Electric
EMR
$1.27M

Sector Composition

1 Healthcare 16.46%
2 Consumer Staples 12.48%
3 Industrials 11.2%
4 Financials 10.97%
5 Technology 10.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DNP icon
351
DNP Select Income Fund
DNP
$3.66B
$121K 0.01%
12,073
– –
CIE
352
DELISTED
Cobalt International Energy, Inc
CIE
$102K ﹤0.01%
2,294
+67
+3% +$2.98K
NYMX
353
DELISTED
Nymox Pharmaceutical Corp
NYMX
$61K ﹤0.01%
25,000
– –
SRNE
354
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$54K ﹤0.01%
10,000
– –
LTS
355
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$50K ﹤0.01%
20,000
– –
CRC
356
DELISTED
California Resources Corporation
CRC
$32K ﹤0.01%
+3,093
New +$32K
SZYM
357
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$26K ﹤0.01%
13,000
– –
AMRS
358
DELISTED
Amyris Inc.
AMRS
$22K ﹤0.01%
1,333
– –
QUIK icon
359
QuickLogic
QUIK
$83.4M
$11K ﹤0.01%
+714
New +$11K
ROX
360
DELISTED
Castle Brands, Inc.
ROX
$9K ﹤0.01%
10,000
– –
SUNE
361
DELISTED
SUNEDISON, INC COM
SUNE
$9K ﹤0.01%
17,500
– –
CERE
362
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$3K ﹤0.01%
13,750
– –
WRES
363
DELISTED
WARREN RESOURCES INC
WRES
$2K ﹤0.01%
10,000
– –
AWR icon
364
American States Water
AWR
$2.84B
– –
-5,000
Closed -$210K
CC icon
365
Chemours
CC
$2.24B
– –
-10,032
Closed -$54K
DOC icon
366
Healthpeak Properties
DOC
$12.4B
– –
-6,968
Closed -$243K
RVTY icon
367
Revvity
RVTY
$9.8B
– –
-3,940
Closed -$211K
TYG
368
Tortoise Energy Infrastructure Corp
TYG
$737M
– –
-1,933
Closed -$215K
RAD
369
DELISTED
Rite Aid Corporation
RAD
– –
-510
Closed -$80K
LVNTA
370
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-5,664
Closed -$256K
DMND
371
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-6,882
Closed -$265K
PCL
372
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-37,792
Closed -$1.8M
SWI
373
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-7,500
Closed -$442K
TW
374
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-9,019
Closed -$1.16M
ECTY
375
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
$0 ﹤0.01%
100,000
– –
12 13 14
15
16